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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Emerson Equity Broker Ernesto A. Chavez Jr.
Rex Securities Law Investment Fraud Attorney Investigates Emerson Equity Broker Ernesto A. Chavez Jr. 150 150 Robert Rex, Esq.

Last Updated: March 2026 — Nogales, Arizona Here’s what you need to know about Nogales, AZ, stockbroker Ernesto A. Chavez Jr.: Name: Ernesto A. Chavez Jr. CRD Number: 4315877 Current Employer: Emerson Equity…

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  • Robert Rex, Esq.

Rex Securities Law Investigates Thomas Jenkins Parker-Thoroughbred Financial Services Broker- – Brentwood, TN
Rex Securities Law Investigates Thomas Jenkins Parker-Thoroughbred Financial Services Broker- – Brentwood, TN 150 150 Robert Rex, Esq.

March 2026 – Brentwood, TN According to publicly available records Thomas Jenkins Parker (CRD#356789) ,  a  stockbroker who is currently registered with Thoroughbred Financial Services,  disclose 2 prior regulatory events, 9…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Todd Nuss, a Broker with Morgan Stanley
Rex Securities Law Investment Fraud Attorney Investigates Todd Nuss, a Broker with Morgan Stanley 150 150 Robert Rex, Esq.

Last Updated: March 2026 — Beavercreek, OH Here’s what you need to know about Beavercreek, OH stockbroker Todd N. Nuss: Name: Todd N. Nuss Current Employer: Morgan Stanley — 4380 Buckeye Lane,…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Mario L. Martinez, Former Merrill Lynch Broker
Rex Securities Law Investment Fraud Attorney Investigates Mario L. Martinez, Former Merrill Lynch Broker 150 150 Robert Rex, Esq.

Last Updated: March 2026 — Fort Lauderdale, FL Here’s what you need to know about Fort Lauderdale, FL stockbroker Mario L. Martinez: Name: Mario L. Martinez CRD Number: 6144561 Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Shane Appelbaum, Herbert J. Sims Broker
Rex Securities Law Investment Fraud Attorney Investigates Shane Appelbaum, Herbert J. Sims Broker 150 150 Robert Rex, Esq.

Last Updated: March 2026 — Boca Raton, FL Here’s what you need to know about Boca Raton, FL stockbroker Shane Alexander Appelbaum: Name: Shane Alexander Appelbaum CRD Number: 4772668 Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Jon Cirelli, a Broker with Alexander Capital
Rex Securities Law Investment Fraud Attorney Investigates Jon Cirelli, a Broker with Alexander Capital 150 150 Robert Rex, Esq.

Last Updated: March 2026 — West Palm Beach, FL Here’s what you need to know about West Palm Beach, FL stockbroker Jon Paul Cirelli: Name: Jon Paul Cirelli CRD Number:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates James (JC) Britt, Broker with Morgan Stanley
Rex Securities Law Investment Fraud Attorney Investigates James (JC) Britt, Broker with Morgan Stanley 150 150 Robert Rex, Esq.

Last Updated: March 2026 — Vero Beach, FL Here’s what you need to know about Vero Beach, FL stockbroker James Claude Britt: Name: James Claude Britt CRD Number: 4523267 Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates PHX Financial (Phoenix Financial) Broker Brandon Leon
Rex Securities Law Investment Fraud Attorney Investigates PHX Financial (Phoenix Financial) Broker Brandon Leon 150 150 Robert Rex, Esq.

Last Updated: March 2026 (East Elmhurst, NY) Brandon Leon Investigation Summary Here’s what you need to know about East Elmhurst, NY, stockbroker Brandon Leon: Name: Mr. Brandon Leon Current Employer:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Michael Graham formerly with LPL Financial LLC
Rex Securities Law Investment Fraud Attorney Investigates Michael Graham formerly with LPL Financial LLC 150 150 Robert Rex, Esq.

Last Updated: March 2026 (El Paso, Texas) Michael Graham Investigation Summary Here’s what you need to know about El Paso, TX, stockbroker Michael Graham: Name: Mr. Michael Graham Current Employer:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates George Duff formerly with Triad Advisors
Rex Securities Law Investment Fraud Attorney Investigates George Duff formerly with Triad Advisors 150 150 Robert Rex, Esq.

Last Updated: March 2026 (Austin, Texas) George Duff Investigation Summary Here’s what you need to know about Austin, TX, stockbroker George Duff: Name: Mr. George Roger Duff Current Employer: DAI…

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