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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Robert Fross formerly with LPL Financial / Fross & Fross Wealth Management
Rex Securities Law Investment Fraud Attorney Investigates Robert Fross formerly with LPL Financial / Fross & Fross Wealth Management 150 150 Robert Rex, Esq.

Last Updated: May 2026 (The Villages, Florida) Robert Fross Investigation Summary Here’s what you need to know about The Villages, Florida, stockbroker Robert Fross: Name: Mr. Robert C. Fross Current…

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  • Robert Rex, Esq.

Rex Securities Law INVESTOR ALERT – GWG Holdings CEO Bradley Hepner Convicted of Fraud
Rex Securities Law INVESTOR ALERT – GWG Holdings CEO Bradley Hepner Convicted of Fraud 150 150 Robert Rex, Esq.

May 2026 (New York) United States Attorney’s Office Announces Conviction of GWG Holdings Chairman Bradley Hepner On May 7, 2026, Jay Clayton, U.S. Attorney for the Southern District of New…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Brian Tsai, Broker with Landolt Securities & TKC Wealth Management
Rex Securities Law Investment Fraud Attorney Investigates Brian Tsai, Broker with Landolt Securities & TKC Wealth Management 150 150 Robert Rex, Esq.

Last Updated: May 2026 — Dallas, TX Here’s what you need to know about Dallas, TX stockbroker Wang Chang “Brian” Tsai: Name: Wang Chang Tsai Alias: Brian Tsai Current Employer: Landolt Securities,…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Tyre Post of P&P Wealth Management-Victoria, TX
Rex Securities Law Investment Fraud Attorney Investigates Tyre Post of P&P Wealth Management-Victoria, TX 150 150 Robert Rex, Esq.

Last Updated: May 2026 — Victoria, Texas Here’s What You Need to Know About Victoria, TX, P&P Wealth Management Adviser Tyre Post  Name: Tyre  Clements Post Current Employer: P&P Wealth…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Luis Marquez-a Broker with Laidlaw & Co.
Rex Securities Law Investment Fraud Attorney Investigates Luis Marquez-a Broker with Laidlaw & Co. 150 150 Robert Rex, Esq.

May 2026- Ft. Lauderdale, FL The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Michael Graham formerly with LPL Financial LLC
Rex Securities Law Investment Fraud Attorney Investigates Michael Graham formerly with LPL Financial LLC 150 150 Robert Rex, Esq.

Last Updated: May 2026 (El Paso, Texas) Michael Graham Investigation Summary Here’s what you need to know about El Paso, TX, stockbroker Michael Graham: Name: Mr. Michael Graham Current Employer:…

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  • ER

Shawn Elizabeth Parker- Former Ameriprise Financial Services Broker-Barred From Securities Industry by Regulators -Schaumburg, IL
Shawn Elizabeth Parker- Former Ameriprise Financial Services Broker-Barred From Securities Industry by Regulators -Schaumburg, IL 150 150 ER

Shawn  Parker Investigation May 2026-Schaumburg, IL According to publicly available records Shawn Elizabeth Parker,a former broker who last worked for Ameriprise Financial Services,  discloses a final regulatory matter resulting in a…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Nicole Veni formerly with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates Nicole Veni formerly with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: May 2026 (Miami, FL) Nicole Ventsislavova Investigation Summary Here’s what you need to know about Miami, FL, stockbroker Nicole Ventsislavova: Name: Ventsislava Nicole Ventsislavova Current Employer: Not currently…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Aegis Capital Corp Former Broker Brian Court
Rex Securities Law Investment Fraud Attorney Investigates Aegis Capital Corp Former Broker Brian Court 150 150 Robert Rex, Esq.

Last Updated: May 2026 Brian Court Investigation Summary Here’s what you need to know about former Holtsville, NY, stockbroker Brian Court: Name: Mr. Brian Court Current Employer: Suspended by FINRA (6/2/2025-7/1/2025) Not…

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