Last Updated: August 2025 — Pasadena, California Here’s what you need to know about Pasadena, CA, stockbroker Eszylfie Taylor: Name: Eszylfie Taylor CRD Number: 4357851 Current Status: Not currently registered with any FINRA-member…
read moreLast Updated: August 2025 – Sewickley, PA Here’s what you need to know about Sewickley, PA, stockbroker Michael A. Battalini: Name: Michael Adam Battalini CRD Number: 3204878 Current Status: Not currently registered with…
read moreLast Updated: August 2025 — Coral Gables, Florida Here’s what you need to know about Coral Gables, FL, stockbroker Janet Franco Gordon: Name: Janet Franco Gordon CRD Number: 1114409 Current Employer: Raymond James…
read moreLast Updated: August 2025 — Quincy, Illinois Here’s what you need to know about Quincy, IL, stockbroker Jeffrey T. Kennedy: Name: Mr. Jeffrey Thomas Kennedy CRD Number: 5094149 Current Status: Not currently registered…
read moreLast Updated: August 2025 – Farmington Hills, MI Here’s what you need to know about Farmington Hills, MI stockbroker Aubrey W. Lee Jr.: Name: Aubrey Walter Lee Jr. CRD Number: 1685532 Current…
read moreLast Updated: August 2025 — Las Cruces & Deming, New Mexico Here’s what you need to know about Las Cruces & Deming, NM, stockbroker Michael Jacob Montano: Name: Michael Jacob Montano…
read moreLast Updated: August 2025 — Rock Hill, SC Here’s what you need to know about Rock Hill, SC, stockbroker Claude L. Moore III: Name: Mr. Claude Love Moore III CRD Number: 6727836…
read moreLast Updated: August 2025 (Austin, Texas) Easterly ROCMuni High Income Municipal Bond Fund (RMJAX) Suffers Substantial Loss in June 2025 Chart of RMJAX 5/12/25-8/12/25 As the chart above demonstrates, the…
read moreLast Updated: August 2025 – Overland Park, KS Here’s what you need to know about Overland Park, KS, stockbroker Amber Stoll: Name:Amber Stoll CRD Number: 6937254 Current Employers: Cetera Investment…
read moreLast Updated: August 2025 – Greenville, SC Here’s what you need to know about Greenville, SC, stockbroker Dan Edward Wagner Jr.: Name: Dan Edward Wagner Jr. CRD Number: 2867278 Current Employer: Arkadios Capital,…
read more