Last Updated: January 2026 — Tarpon Springs, FL Here’s what you need to know about Tarpon Springs, FL stockbroker Brett Michael Frum: Name: Brett Michael Frum Current Employer: KCD Financial, Inc.- since 11/2021…
read moreLast Updated: January 2026 — Buford, GA Here’s what you need to know about Buford, GA stockbroker Robert Thatcher Tudor: Name: Robert Thatcher Tudor III Current Employer: Voya Financial Advisors, Inc. Prior Firms:…
read moreLast Updated: January 2026 — Fort Worth, TX Here’s what you need to know about Fort Worth, TX stockbroker Blake Furgerson: Name: Blake Christopher Furgerson Current Employer: Stifel, Nicolaus & Company, Incorporated- Since…
read moreLast Updated: January 2026 — McKinney, TX Here’s what you need to know about McKinney, TX stockbroker Phillip Falk: Name: Phillip Falk Current Employer: Emerson Equity LLC Linkedin Profile for Phillip Falk Prior…
read moreLast Updated: January 2026— Gainesville, FL Here’s what you need to know about Gainesville, FL stockbroker William David Olinger III: Name: William David Olinger III CRD Number:2289684 Aliases: Will…
read moreLast Updated: January 2026 — Southlake, TX Here’s what you need to know about Southlake, Texas stockbroker Sandeep Shrivastava: Name: Sandeep Shrivastava Current Employer: TPEG Securities, LLC (aka Trinity Private Equity Group & Trinity…
read moreLast Updated: December 2025 — Bristol, Connecticut Here’s what you need to know about former Bristol, CT stockbroker and Connecticut State Representative Chris Ziogas: Name: Mr. Christopher Ziogas Current Employer: Barred from acting…
read moreLast Updated: December 2025 (Corpus Christi, Texas) Mark Kemp Investigation Summary Here’s what you need to know about Corpus Christi, Texas, stockbroker Mark Kemp: Name: Mark Alan Kemp Current Employer:…
read moreMark J. Williams Investigation December 2025-Carmel by the Sea, CA/ Lakeway, TX/ Stockbridge, GA According to publicly available records Mark John Williams , a former broker who last was registered…
read moreLast Updated: December 2025 — Fort Wayne, IN Here’s what you need to know about Fort Wayne, IN, stockbroker Josiah David Lederman: Name: Josiah David Lederman Current Employer: Concorde Investment…
read more