Last Updated: July 2025 – Dallas, TX Here’s what you need to know about Dallas, TX stockbroker Lin Han: Name: Lin Han CRD Number: 6781075 Current Employers: TKC Wealth Management LLC and Landolt…
read moreLast Updated: July 2025 — Los Angeles, California Here’s what you need to know about Los Angeles, CA, advisor Ralph A. Jackson III: Name: Mr. Ralph A. Jackson III CRD Number: 1569213 Current…
read moreLast Updated: July 2025 (Torrance, CA) Dwight Kay Investigation Summary Here’s what you need to know about Torrance, CA, stockbroker Dwight Kay: Name: Mr. Dwight Kristopher Kay Current Employer: FNEX…
read moreLast Updated: July 2025 (New York, NY & Miami, FL) Dave Stone Investigation Summary Here’s what you need to know about New York, NY & Miami, FL, stockbroker David Stone:…
read moreRex Securities Law Investment Fraud Attorney Investigates Oppenheimer & Co. Inc. Broker Logan Shalmi
Last Updated: June 2025 – Boca Raton, Florida Here’s what you need to know about Boca Raton, FL, stockbroker Logan W. Shalmi: Name: Logan W. Shalmi CRD Number: 6206579 Current…
read moreLast Updated: June 2025 – Austin, TX Here’s what you need to know about Austin, TX, stockbroker Andrew Ciccone: Name: Andrew John Ciccone CRD Number: 6864958 Current Employer: Kestra Investment Services, LLC Prior…
read moreLast Updated: June 2025 – Houston, TX Here’s what you need to know about Houston, TX, stockbroker Todd Roggen: Name: H. Todd Roggen CRD Number: 721463 Current Employer: OneSeven (RIA), MGO OneSeven…
read moreLast Updated: June 2025 – San Francisco, CA Here’s what you need to know about San Francisco, CA, stockbroker Mark Andrew D’Ercole: Name: Mark Andrew D’Ercole CRD Number: 820220 Current Status: Not currently…
read moreLast Updated: June 2025 (Naperville, IL ) John Freiburger Investigation Summary Here’s what you need to know about Naperville, IL, stockbroker John Freiburger: Name: Mr. John Edward Freiburger Current Employer:…
read moreLast Updated: June 2025 (Southfield, MI) Adam Mahd Investigation Summary Here’s what you need to know about Southfield, MI, stockbroker Adam Mahd: Name: Mr. Adam Mahd Current Employer: MML Investor…
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