Last Updated: December 2025 (Athens, GA) Corinne Hutchinson Investigation Summary Here’s what you need to know about Athens, GA, stockbroker Corinne Hutchinson: Name: Corinne Alexander Hutchinson Current Employer: Not currently…
read moreLast Updated: December 2025 (Trussville, AL) Alan Bartlett Harrison Investigation Summary Here’s what you need to know about Trussville, AL stockbroker Alan Bartlett Harrison: Name: Alan Bartlett Harrison Alias: Bart Harrison…
read moreLast Updated: December 2025 (Deland, FLA) Alex Maltez Investigation Summary Here’s what you need to know about Deland, FLA, stockbroker Alexandre Maltez: Name: Mr. Alexandre Maltez Current Employer: Merrill Lynch…
read moreLast Updated: December 2025, Roanoke, VA Here’s what you need to know about Roanoke, VA, former stockbroker Robert J. Earls Jr., who committed suicide in February 2024: Name: Mr. Robert…
read moreLast Updated: December 2025, Cornelius, NC Here’s what you need to know about Cornelius, NC, former stockbroker Bryce A. Hamilton: Name: Mr. Bryce Austin Hamilton CRD Number: 4296113 Current Status:…
read moreLast Updated: December 2025 — San Francisco, CA Here’s what you need to know about San Francisco, CA, I stockbroker Amit Jonathan Urban: Name:Amit Jonathan Urban Current Employer:Concorde Investment Services,…
read moreLast Updated: December 2025 (Houston, TX) Eduardo Leon, Jr. Investigation Summary Here’s what you need to know about Houston, Texas, stockbroker Eduardo Leon, Jr.: Name: Mr. Eduardo Leon, Jr. Current…
read moreLast Updated: October 2025 — Newton, MA Here’s what you need to know about Newton, MA stockbroker Ronald David Birnbaum: Name: Ronald David Birnbaum Current Employer: Not currently registered with a FINRA-member…
read moreLast Updated: October 2025 — West Point, GA Here’s what you need to know about West Point, GA stockbroker Larry B. Duncan: Name: Larry Bernard Duncan (also appears as Larry B. Duncan). Current Employer: Raymond…
read moreLast Updated: December 2025 — Wilmington, DE Here’s what you need to know about Wilmington, DE stockbroker Thomas John Shopa Jr.: Name: Thomas John Shopa Jr. Alias: TJ Shopa Current Employer: Equitable Advisors, LLC —…
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