Last Updated: February 2026 | Englewood, CO Here’s what you need to know about Englewood, CO, stockbroker Scot Barringer: Name: Mr. Scot Barringer Alias: Scott Barringer Current Employers: Chicago Capital Management…
read moreLast Updated: January 2026 (El Paso, TX) Hugo Hernandez Investigation Summary Here’s What You Need to Know About El Paso, TX Stockbroker Hugo Hernandez: Name: Hugo Hernandez Current Employer: FINRA…
read moreLast Updated: January 2026(New York/ Miami, FL) Chuck Roberts Investigation Summary Here’s what you need to know about New York, NY & Miami, FL, stockbroker Chuck Roberts: Name: Mr. Chuck…
read moreLast Updated: January 2026 — Mission Viejo, CA Here’s what you need to know about Mission Viejo, CA stockbroker Bradley Owen Davidson: Name: Bradley Owen Davidson Current Employer:Emerson Equity LLC…
read moreLast Updated: January 2026 — San Francisco, CA Here’s what you need to know about San Francisco, CA stockbroker Christina Lee: Name: Christina Lee Current Employer: J.P. Morgan Securities LLC…
read moreLast Updated: January 2026 — Waco, TX Here’s what you need to know about Waco, TX stockbroker Charles Jerry Lewis Jr.: Name: Charles Jerry Lewis Jr. Alias: Chuck Lewis Current…
read moreLast Updated: January 2026 — El Paso, TX Here’s what you need to know about El Paso, TX stockbroker Liliana Nunez: Name: Liliana Nunez Alias: Liliana Wesenberg Current Employer:Wells Fargo…
read moreLast Updated: February 2026 — Columbia, TN Here’s what you need to know about Columbia, TN stockbroker Jim Davis Jr.: Name: James D. Davis Jr. Alias: Jim Davis Current Employer: IFP Securities,…
read moreLast Updated: January 2026 — Temecula, CA Here’s what you need to know about Temecula, CA stockbroker Ken Finnell: Name: Kenneth Wayne Finnell Current Employer: Not currently registered as a FINRA…
read moreLast Updated: January 2026 — San Mateo, CA Here’s what you need to know about San Mateo, CA stockbroker Jeff Guan: Name: Zhi Ying Guan Alias: Jeff Guan, Jeffrey Guan, Zhi…
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