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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Wally Less, formerly a broker with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates Wally Less, formerly a broker with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: April 2026 (Savannah, GA) Wally Less Investigation Summary Here’s what you need to know about Savannah, GA, stockbroker Wally Less: Name: Mr. Wally Steven Less Current Employer: Not…

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  • ER

Suzanne Charrin- Former Woodbury Financial Services Broker-Barred From Securities Industry by Regulators -Greenwood, CO
Suzanne Charrin- Former Woodbury Financial Services Broker-Barred From Securities Industry by Regulators -Greenwood, CO 150 150 ER

Suzanne Charrin Investigation April 2026-Greenwood, CO  According to publicly available records Suzanne Charrin, a former broker who last worked for Woodbury Financial Services,  discloses a final regulatory matter resulting in a…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Ron Bucher formerly with Pinnacle Investments
Rex Securities Law Investment Fraud Attorney Investigates Ron Bucher formerly with Pinnacle Investments 150 150 Robert Rex, Esq.

Last Updated: April 2026 (Fort Myers, FL ) Ron Bucher Investigation Summary Here’s what you need to know about Fort Myers, FL, former stockbroker Ron Bucher: Name: Mr. Ronald Luther…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Ceros Financial Services Broker Joseph Tranchina
Rex Securities Law Investment Fraud Attorney Investigates Ceros Financial Services Broker Joseph Tranchina 150 150 Robert Rex, Esq.

Last Updated: April 2026 – Holmdel, NJ Here’s what you need to know about Holmdel, NJ stockbroker Joseph L. Tranchina: Name: Mr. Joseph L. Tranchina Current Employer: Ceros Financial Services DBA: J.…

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  • Robert Rex, Esq.

$500K Complaint Targets Truist Advisor Ignacio Tejera Over High-Risk NorthStar Investments
$500K Complaint Targets Truist Advisor Ignacio Tejera Over High-Risk NorthStar Investments 150 150 Robert Rex, Esq.

Last Updated: March 2026 — Coral Gables, FL Ignacio Carlos Tejera (CRD# 4422696) of Truist Investment Services, Inc., has accumulated three customer disputes on his FINRA BrokerCheck record, and a…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Former TCFG Wealth Management Broker Scott Offerman
Rex Securities Law Investment Fraud Attorney Investigates Former TCFG Wealth Management Broker Scott Offerman 150 150 Robert Rex, Esq.

Last Updated: April 2026 (New York, NY) Scott Offerman Investigation Summary Here’s what you need to know about New York, NY, stockbroker Scott Offerman: Name: Mr. Scott Offerman Current Employer:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Ronald Giovino formerly with GWN Securities
Rex Securities Law Investment Fraud Attorney Investigates Ronald Giovino formerly with GWN Securities 150 150 Robert Rex, Esq.

Last Updated: April 2026 (Clearwater, Florida ) Ronald Gioviono, Jr. Investigation Summary Here’s what you need to know about Clearwater, FL, stockbroker Ronald Giovino: Name: Mr. Ronald Joseph Giovino, Jr.…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Christopher Kirkland a broker formerly with Avantax Investment Services
Rex Securities Law Investment Fraud Attorney Investigates Christopher Kirkland a broker formerly with Avantax Investment Services 150 150 Robert Rex, Esq.

Last Updated: Apri. 2026 (Atlanta, GA / Las Vegas, NV) Chris Kirkland Investigation Summary Here’s what you need to know about Atlanta, GA, / Las Vegas, NV stockbroker Chris Nel…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Larry Tolbert, a Broker with Integrity Alliance
Rex Securities Law Investment Fraud Attorney Investigates Larry Tolbert, a Broker with Integrity Alliance 150 150 Robert Rex, Esq.

Last Updated: April 2026 — Memphis, TN Here’s what you need to know about Memphis, TN stockbroker Larry Jefferson Tolbert: Name: Larry Jefferson Tolbert Current Employer: Integrity Alliance, LLC; Csenge Advisory Group,…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates James Michael Poindexter, a Broker with McDermott Investment Services, LLC
Rex Securities Law Investment Fraud Attorney Investigates James Michael Poindexter, a Broker with McDermott Investment Services, LLC 150 150 Robert Rex, Esq.

Last Updated: April 2026 — Prescott, AZ Here’s what you need to know about Prescott, AZ stockbroker James Michael Poindexter: Name: James Michael Poindexter Current Employer: McDermott Investment Services, LLC; Independent Wealth…

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