Last Updated: April 2026 (Covington, LA) Paul Snow Investigation Summary Here’s what you need to know about Covington, LA, stockbroker Paul Snow : Name: Mr. Paul Dudlo Snow IV Current…
read moreApril 2026- Atlanta, GA According to publicly available records, former Triad Advisors broker Mark Alex Reffett discloses settlement of a customer dispute. The Financial Industry Regulatory Authority (FINRA) is the agency…
read moreLast Updated: April 2026 — Baton Rouge, LA Here’s what you need to know about Baton Rouge, LA stockbroker Craig Roy: Name: Craig Anthony Roy Current Employer: LPL Enterprise, LLC Prior Firms: Edward…
read moreLast Updated: April 2026 (Reno, Nevada) Michael Matteoni Investigation Summary Here’s what you need to know about Reno, NV, stockbroker Michael Matteoni: Name: Mr. John Michael Matteoni Current Employer: Not…
read moreLast Updated: April 2026 (Boca Raton, FL) Christopher Norton Investigation Summary Here’s what you need to know about Boca Raton, FL, stockbroker Christopher Norton: Name: Mr. Christopher Todd Norton LInkedIn…
read moreLast Updated: March 2026 — Lakewood, CO Here’s what you need to know about Lakewood, CO stockbroker Robert H. Jones: Name: Robert Hunter Jones Alias: Hunter Jones, Robert Jones Current Employer: Great…
read moreLast Updated: March 2026 — Dallas, TX Here’s what you need to know about Dallas, TX stockbroker Jennifer Diane Lander: Name: Jennifer Diane Lander Alias: Jennifer Diane Miller Current Employer: Realta Equities,…
read moreKirk Badii- The Badii Group – Investigation March 2026 update Southlake, TX The FINRA records of  Kirk Badii,  a  stockbroker with Independent Financial Group , disclose settlement of two customer disputes and…
read moreLast Updated: March 2026 — The Villages, FL Here’s what you need to know about The Villages, FL stockbroker Chad Anthony Noble: Name: Chad Anthony Noble CRD Number: 4774817 Current…
read moreLast Updated: March 2026 — Austin, TX Here’s what you need to know about Austin, TX stockbroker Erik Antener: Name: Erik John Antener Current Employer: Park Avenue Securities LLC (since May 2011) ,…
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