Protecting
Investor the
 Stockbroker Malpractice
Negligence, Fraud Schedule a FREE Consultation

Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








Rex Securities Law Walls St Banner
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Ken Arena, a Broker with Cetera Wealth Services
Rex Securities Law Investment Fraud Attorney Investigates Ken Arena, a Broker with Cetera Wealth Services 150 150 Robert Rex, Esq.

Last Updated: May 2026 — Pompano Beach, Florida Here’s What You Need to Know About Pompano Beach, Florida Stockbroker Ken Arena Name: Kenneth Joseph Arena Current Employer: Cetera Wealth Services,…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Andrew Martz, a Broker with LPL Financial LLC
Rex Securities Law Investment Fraud Attorney Investigates Andrew Martz, a Broker with LPL Financial LLC 150 150 Robert Rex, Esq.

Last Updated: May 2026 — Southlake, TX Here’s what you need to know about Southlake, TX stockbroker Andrew Martz: Name: Andrew Martz Current Employer: LPL Financial LLC Prior Firms: Western International Securities,…

read more
  • Robert Rex, Esq.

Rex Securities Law INVESTOR ALERT – GWG Holdings CEO Bradley Hepner Convicted of Fraud
Rex Securities Law INVESTOR ALERT – GWG Holdings CEO Bradley Hepner Convicted of Fraud 150 150 Robert Rex, Esq.

May 2026 (New York) United States Attorney’s Office Announces Conviction of GWG Holdings Chairman Bradley Hepner On May 7, 2026, Jay Clayton, U.S. Attorney for the Southern District of New…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Brian Tsai, Broker with Landolt Securities & TKC Wealth Management
Rex Securities Law Investment Fraud Attorney Investigates Brian Tsai, Broker with Landolt Securities & TKC Wealth Management 150 150 Robert Rex, Esq.

Last Updated: May 2026 — Dallas, TX Here’s what you need to know about Dallas, TX stockbroker Wang Chang “Brian” Tsai: Name: Wang Chang Tsai Alias: Brian Tsai Current Employer: Landolt Securities,…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Tyre Post of P&P Wealth Management-Victoria, TX
Rex Securities Law Investment Fraud Attorney Investigates Tyre Post of P&P Wealth Management-Victoria, TX 150 150 Robert Rex, Esq.

Last Updated: May 2026 — Victoria, Texas Here’s What You Need to Know About Victoria, TX, P&P Wealth Management Adviser Tyre Post  Name: Tyre  Clements Post Current Employer: P&P Wealth…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Luis Marquez-a Broker with Laidlaw & Co.
Rex Securities Law Investment Fraud Attorney Investigates Luis Marquez-a Broker with Laidlaw & Co. 150 150 Robert Rex, Esq.

May 2026- Ft. Lauderdale, FL The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Michael Graham formerly with LPL Financial LLC
Rex Securities Law Investment Fraud Attorney Investigates Michael Graham formerly with LPL Financial LLC 150 150 Robert Rex, Esq.

Last Updated: May 2026 (El Paso, Texas) Michael Graham Investigation Summary Here’s what you need to know about El Paso, TX, stockbroker Michael Graham: Name: Mr. Michael Graham Current Employer:…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Reviews LPL Financial- Lawsuits, Arbitrations and Customer Complaints and Disputes
Rex Securities Law Investment Fraud Attorney Reviews LPL Financial- Lawsuits, Arbitrations and Customer Complaints and Disputes 150 150 Robert Rex, Esq.

Last Updated: May 2026 LPL Financial Investigation Summary Here’s what you need to know about Fort Mill, SC, headquartered brokerage firm LPL Financial: Name:  LPL Financial LLC Function:  Stock Brokerage…

read more
  • ER

Shawn Elizabeth Parker- Former Ameriprise Financial Services Broker-Barred From Securities Industry by Regulators -Schaumburg, IL
Shawn Elizabeth Parker- Former Ameriprise Financial Services Broker-Barred From Securities Industry by Regulators -Schaumburg, IL 150 150 ER

Shawn  Parker Investigation May 2026-Schaumburg, IL According to publicly available records Shawn Elizabeth Parker,a former broker who last worked for Ameriprise Financial Services,  discloses a final regulatory matter resulting in a…

read more
Enter your
text here

You cannot copy content of this page