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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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  • ER

Edmund “Eddie” Murphy- Former of Robert W. Baird/ Cardinal Sign Advsory Investigation – Naples, FL
Edmund “Eddie” Murphy- Former of Robert W. Baird/ Cardinal Sign Advsory Investigation – Naples, FL 150 150 ER

Edmund P. Murphy Investigation May 2026- Naples, FL According to publicly available records Edmund “Eddie” P. Murphy,  a broker previously registered with Robert W. Baird & Co.,  and Cardinal Sign…

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Rex Securities Law Investigates Brett S. Ellen-Former DFPG Investments Advisor- Las Vegas, NV
Rex Securities Law Investigates Brett S. Ellen-Former DFPG Investments Advisor- Las Vegas, NV 150 150 ER

Brett Scott Ellen Investigation Updated May 2026 – Las Vegas, NV According to publicly available records  Brett S. Ellen,  an unregistered broker who was most recently employed by  Metric Financial …

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Michael “Mike” Conte- Former Fusion Analytics Securities Broker- Permanently Barred from FINRA- Coral Springs, FL
Michael “Mike” Conte- Former Fusion Analytics Securities Broker- Permanently Barred from FINRA- Coral Springs, FL 150 150 ER

Michael “Mike” Conte Investigation May 2026- Coral Springs, FL  According to publicly available records,  Michael “Mike” James Conte a broker previously employed with Fusion Analytics Securities discloses a prior regulatory event,…

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Rex Securities Law Investment Fraud Attorney Investigates Richard Kersting, a Broker with Ameriprise
Rex Securities Law Investment Fraud Attorney Investigates Richard Kersting, a Broker with Ameriprise 150 150 Robert Rex, Esq.

Last Updated: May 2026 — Fishkill, New York /Naples, FL Here’s What You Need to Know About Fishkill , New York & Naples, FL Stockbroker Richard T. Kersting Jr. Name:…

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Rex Securities Law Investment Fraud Attorney Investigates Former LPL Financial Broker Matthew Lamb
Rex Securities Law Investment Fraud Attorney Investigates Former LPL Financial Broker Matthew Lamb 150 150 Robert Rex, Esq.

Last Updated: May 2026 (Melbourne, Florida) Matthew Lamb Investigation Summary Here’s what you need to know about Melbourne, FL, stockbroker Matthew Lamb: Name: Mr. Matthew Claude Lamb Current Employer: Wells…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Morgan Stanley Broker Lawrence Catena
Rex Securities Law Investment Fraud Attorney Investigates Morgan Stanley Broker Lawrence Catena 150 150 Robert Rex, Esq.

Last Updated: May 2026 (Naples, FL) Lawrence Catena Investigation Summary Here’s what you need to know about Naples, FL stockbroker Lawrence Catena: Name: Mr. Lawrence William Catena Current Employer: Morgan…

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Dennis “Denny” Haywood Investigation- Purepath Wealth Management / Former Crown Capital Broker – Land O’Lakes, FL
Dennis “Denny” Haywood Investigation- Purepath Wealth Management / Former Crown Capital Broker – Land O’Lakes, FL 150 150 ER

Denny Haywood Investigation May 2026- Land O’ Lakes, FL The FINRA records of  Dennis “Denny” Haywood , a stockbroker previously with  Crown Capital Securities, Inc. broker discloses a 19 prior customer…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Former Raymond James Broker Raymond Sardina
Rex Securities Law Investment Fraud Attorney Investigates Former Raymond James Broker Raymond Sardina 150 150 Robert Rex, Esq.

Last Updated: May 2026 (Coral Gables, FL) Raymond Sardina Investigation Summary Here’s what you need to know about Coral Gables, FL, stockbroker Raymond Sardina: Name: Mr. Raymond Sardina Current Employer:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Bradley Scott a Broker with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates Bradley Scott a Broker with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: May 2026 (Mansfield, Texas) Bradley Scott Investigation Summary Here’s what you need to know about Mansfield, Texas, stockbroker Bradley Kyle Scott: Name: Mr. Bradley Kyle Scott Current Employer:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Dwight Kay formerly with WealthForge Securities
Rex Securities Law Investment Fraud Attorney Investigates Dwight Kay formerly with WealthForge Securities 150 150 Robert Rex, Esq.

Last Updated: May 2026 (Torrance, CA) Dwight Kay Investigation Summary Here’s what you need to know about Torrance, CA, stockbroker Dwight Kay: Name: Mr. Dwight Kristopher Kay Current Employer: FNEX…

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