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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Jason Nelson a broker with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates Jason Nelson a broker with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: January 2026 (Cincinnati, Ohio) Jason Nelson Investigation Summary Here’s what you need to know about Cincinnati, Ohio, stockbroker Jason Nelson: Name: Mr. Jason Matthew Nelson Current Employer: LPL…

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  • Robert Rex, Esq.

Sean Sullivan Investigation- Former Sovereign Global Advisors Broker- Fired for Allegations of Unauthorized Trading -Melville, NY
Sean Sullivan Investigation- Former Sovereign Global Advisors Broker- Fired for Allegations of Unauthorized Trading -Melville, NY 150 150 Robert Rex, Esq.

Sean Sullivan  Investigation January 2026- Melville, NY According to publicly available records,  Sean T. Sullivan,  a former Aegis Capital broker discloses  9 customer disputes , a termination from employment and a…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Cetera Advisors Former Broker Bill Carlton
Rex Securities Law Investment Fraud Attorney Investigates Cetera Advisors Former Broker Bill Carlton 150 150 Robert Rex, Esq.

Last Updated: January 2026 | Bellevue, WA William D. Carlton Investigation Summary Here’s what you need to know about Bellevue, WA, former stockbroker William D. Carlton: Name: Mr. William David Carlton…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Chris Ziogas- Formerly a broker with LPL Financial and Kestra
Rex Securities Law Investment Fraud Attorney Investigates Chris Ziogas- Formerly a broker with LPL Financial and Kestra 150 150 Robert Rex, Esq.

Last Updated: December 2025 — Bristol, Connecticut Here’s what you need to know about former Bristol, CT stockbroker and Connecticut State Representative Chris Ziogas: Name: Mr. Christopher Ziogas Current Employer: Barred from acting…

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  • Robert Rex, Esq.

Mark Sitter-Former Capital FInancial Services Broker-Discloses $500K Pending Customer Dispute- Shenandoah, TX
Mark Sitter-Former Capital FInancial Services Broker-Discloses $500K Pending Customer Dispute- Shenandoah, TX 150 150 Robert Rex, Esq.

December 2025- Shenandoah, TX According to publicly available records,  Mark Sitter (CRD#1810591), a  stockbroker employed byKCD Financial , discloses  6 prior customer disputes. The Financial Industry Regulatory Authority (FINRA) is…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates McNally Financial Services Broker Mark Kemp
Rex Securities Law Investment Fraud Attorney Investigates McNally Financial Services Broker Mark Kemp 150 150 Robert Rex, Esq.

Last Updated: December 2025 (Corpus Christi, Texas) Mark Kemp Investigation Summary Here’s what you need to know about Corpus Christi, Texas, stockbroker Mark Kemp: Name: Mark Alan Kemp Current Employer:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Josiah David Lederman, Broker with Concorde Investment Services
Rex Securities Law Investment Fraud Attorney Investigates Josiah David Lederman, Broker with Concorde Investment Services 150 150 Robert Rex, Esq.

Last Updated: December 2025 —  Fort Wayne, IN  Here’s what you need to know about Fort Wayne, IN,  stockbroker Josiah David Lederman: Name: Josiah David Lederman Current Employer: Concorde Investment…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Corinne “Cissy” Hutchinson formerly with Synovus Securities & Lanier Financial Group
Rex Securities Law Investment Fraud Attorney Investigates Corinne “Cissy” Hutchinson formerly with Synovus Securities & Lanier Financial Group 150 150 Robert Rex, Esq.

Last Updated: December 2025 (Athens, GA) Corinne Hutchinson Investigation Summary Here’s what you need to know about Athens, GA, stockbroker Corinne Hutchinson: Name: Corinne Alexander Hutchinson Current Employer: Not currently…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Bart Harrison a broker with Concorde Investment Services-Passco Palm Desert
Rex Securities Law Investment Fraud Attorney Investigates Bart Harrison a broker with Concorde Investment Services-Passco Palm Desert 150 150 Robert Rex, Esq.

Last Updated: December 2025 (Trussville, AL) Alan Bartlett Harrison Investigation Summary Here’s what you need to know about Trussville, AL stockbroker Alan Bartlett Harrison: Name: Alan Bartlett Harrison Alias: Bart Harrison…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Alex Maltez formerly with Newbridge Securities
Rex Securities Law Investment Fraud Attorney Investigates Alex Maltez formerly with Newbridge Securities 150 150 Robert Rex, Esq.

Last Updated: December 2025 (Deland, FLA) Alex Maltez Investigation Summary Here’s what you need to know about Deland, FLA, stockbroker Alexandre Maltez: Name: Mr. Alexandre Maltez Current Employer: Merrill Lynch…

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