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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates E. Matthew Steinberg a Financial Advisor with Oppenheimer & Co.
Rex Securities Law Investment Fraud Attorney Investigates E. Matthew Steinberg a Financial Advisor with Oppenheimer & Co. 150 150 Robert Rex, Esq.

Last Updated: January 2026 (Jenkintown, PA) E. Matthew Steinberg Investigation Summary Here’s what you need to know about Jenkintown, PA, stockbroker E. Matthew Steinberg: Name: Mr. E. Matthew Steinberg Current…

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  • ER

Bruce Amman- Former LPL Financial Broker-Suspended From Securities Industry by Regulators – Golden, CO
Bruce Amman- Former LPL Financial Broker-Suspended From Securities Industry by Regulators – Golden, CO 150 150 ER

Bruce Amman Investigation January 2026-Golden, CO According to publicly available records Bruce Amman, a former broker who last worked as a stock broker for LPL Financial,  discloses a final regulatory matter…

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  • ER

Antoine Souma- Insigneo Securities Broker- Discloses $14M Settlement-Beverly Hills, CA
Antoine Souma- Insigneo Securities Broker- Discloses $14M Settlement-Beverly Hills, CA 150 150 ER

Antoine Souma Investigation January  2026-Beverly Hills, CA According to publicly available records Antoine Nabih Souma, a former broker who was last registered with  Insigneo Advisory Services discloses a regulatory event,…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Austin, TX, Advisor Michael DeLaFuente – Mutual Advisors LLC & USCA
Rex Securities Law Investment Fraud Attorney Investigates Austin, TX, Advisor Michael DeLaFuente – Mutual Advisors LLC & USCA 150 150 Robert Rex, Esq.

Last Updated: January 2026 (Austin, TX) Michael DeLaFuente Investigation Summary Here’s what you need to know about Austin, TX, registered investment advisor Michael DeLaFuente: Name: Mr Michael DeLaFuente Current Employer: …

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Eric Stiba a broker with Lion Street Financial
Rex Securities Law Investment Fraud Attorney Investigates Eric Stiba a broker with Lion Street Financial 150 150 Robert Rex, Esq.

Last Updated: January 2026 (Waco, TX) Eric Adam Stiba Investigation Summary Here’s what you need to know about Waco, TX stockbroker Eric Adam Stiba: Name: Eric Adam Stiba Current Employer:…

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  • ER

Joseph “Joey” Cason- Former Triad Advisors Broker- Discloses 2 Pending Customer Disputes- Brunswick, GA
Joseph “Joey” Cason- Former Triad Advisors Broker- Discloses 2 Pending Customer Disputes- Brunswick, GA 150 150 ER

Joseph “Joey” Cason Investigation January, 2026 – Brunswick, GA The FINRA records of Joseph “Joey” M. Cason, a  broker currently employed by Osaic Wealth , who was previously employed by Triad Advisors disclose 2…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Rob Nathan a broker with Revere Securities
Rex Securities Law Investment Fraud Attorney Investigates Rob Nathan a broker with Revere Securities 150 150 Robert Rex, Esq.

Last Updated: January 2026 (Boca Raton, FL) Robert Nathan Investigation Summary Here’s what you need to know about Boca Raton, FL, stockbroker Robert Nathan: Name: M. Robert Scott Nathan Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Edward Jones Broker Aaron Davis Re: Retractable Technologies Stock
Rex Securities Law Investment Fraud Attorney Investigates Edward Jones Broker Aaron Davis Re: Retractable Technologies Stock 150 150 Robert Rex, Esq.

Last Updated: January 2026 (Frisco, Texas) Aaron Davis Investigation Summary Here’s what you need to know about Frisco, TX, stockbroker Aaron Davis: Name: Mr. Aaron Joel Davis Current Employer: Edward…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates David Lerner Associates Broker Daniel Todd Lerner
Rex Securities Law Investment Fraud Attorney Investigates David Lerner Associates Broker Daniel Todd Lerner 150 150 Robert Rex, Esq.

Last Updated: January 2026 – White Plains, NY Here’s what you need to know about White Plains, NY stockbroker Daniel Todd Lerner: Name: Mr. Daniel Todd Lerner Current Employer: David Lerner Associates,…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates John Baer formerly with Chapin, Davis
Rex Securities Law Investment Fraud Attorney Investigates John Baer formerly with Chapin, Davis 150 150 Robert Rex, Esq.

Last Updated: January 2026 (Towson, MD) John Baer Investigation Summary Here’s what you need to know about Towson, MD, stockbroker John C. Baer, III: Name: Mr. John Charles Baer, III…

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