Protecting
Investor the
 Stockbroker Malpractice
Negligence, Fraud Schedule a FREE Consultation

Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








Rex Securities Law Walls St Banner
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Bart Harrison a broker with Concorde Investment Services-Passco Palm Desert
Rex Securities Law Investment Fraud Attorney Investigates Bart Harrison a broker with Concorde Investment Services-Passco Palm Desert 150 150 Robert Rex, Esq.

Last Updated: December 2025 (Trussville, AL) Alan Bartlett Harrison Investigation Summary Here’s what you need to know about Trussville, AL stockbroker Alan Bartlett Harrison: Name: Alan Bartlett Harrison Alias: Bart Harrison…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Alex Maltez formerly with Newbridge Securities
Rex Securities Law Investment Fraud Attorney Investigates Alex Maltez formerly with Newbridge Securities 150 150 Robert Rex, Esq.

Last Updated: December 2025 (Deland, FLA) Alex Maltez Investigation Summary Here’s what you need to know about Deland, FLA, stockbroker Alexandre Maltez: Name: Mr. Alexandre Maltez Current Employer: Merrill Lynch…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Former Broker Bryce A. Hamilton
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Former Broker Bryce A. Hamilton 150 150 Robert Rex, Esq.

Last Updated: December 2025, Cornelius, NC- Sheridan, WY Here’s what you need to know about Sheridan, WY & Cornelius, NC, former stockbroker Bryce A. Hamilton: Name: Mr. Bryce Austin Hamilton…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Amit J. Urban, Broker with Concorde Investment Services, LLC
Rex Securities Law Investment Fraud Attorney Investigates Amit J. Urban, Broker with Concorde Investment Services, LLC 150 150 Robert Rex, Esq.

Last Updated: December 2025 — San Francisco, CA Here’s what you need to know about San Francisco, CA, I stockbroker Amit Jonathan Urban:  Name:Amit Jonathan Urban Current Employer:Concorde Investment Services,…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Ronald D. Birnbaum Former Broker with Advisory Group Equity Services Ltd.
Rex Securities Law Investment Fraud Attorney Investigates Ronald D. Birnbaum Former Broker with Advisory Group Equity Services Ltd. 150 150 Robert Rex, Esq.

Last Updated: October 2025 — Newton, MA Here’s what you need to know about Newton, MA stockbroker Ronald David Birnbaum: Name: Ronald David Birnbaum Current Employer: Not currently registered with a FINRA-member…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Larry B. Duncan, Broker with Raymond James Financial Services
Rex Securities Law Investment Fraud Attorney Investigates Larry B. Duncan, Broker with Raymond James Financial Services 150 150 Robert Rex, Esq.

Last Updated: October 2025 — West Point, GA Here’s what you need to know about West Point, GA stockbroker Larry B. Duncan: Name: Larry Bernard Duncan (also appears as Larry B. Duncan). Current Employer: Raymond…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates TJ Shopa , Broker Formerly with Lincoln Financial Advsors
Rex Securities Law Investment Fraud Attorney Investigates TJ Shopa , Broker Formerly with Lincoln Financial Advsors 150 150 Robert Rex, Esq.

Last Updated: December 2025 — Wilmington, DE Here’s what you need to know about Wilmington, DE stockbroker Thomas John Shopa Jr.: Name: Thomas John Shopa Jr. Alias: TJ Shopa Current Employer: Equitable Advisors, LLC —…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Marshall B. Lum, Former Broker with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates Marshall B. Lum, Former Broker with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: December 2025 — Honolulu, HI Here’s what you need to know about Honolulu, HI stockbroker Marshall B. L. Lum: Name: Marshall B. L. Lum Alias: Marshal BL Lum Current Employer: Not currently registered…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Roger A. Barnett II, a Broker with LPL Financial LLC
Rex Securities Law Investment Fraud Attorney Investigates Roger A. Barnett II, a Broker with LPL Financial LLC 150 150 Robert Rex, Esq.

Last Updated: December 2025 — Brentwood, TN Here’s what you need to know about Brentwood, TN stockbroker Roger Barnett:  Name: Roger Allen Barnett II Current Employer: LPL Financial LLC (CRD #6413) —…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Cetera Advisor Networks Broker Richard Brown
Rex Securities Law Investment Fraud Attorney Investigates Cetera Advisor Networks Broker Richard Brown 150 150 Robert Rex, Esq.

Last Updated: December 2025 (Fort Myers, Florida) Richard Brown Investigation Summary Here’s what you need to know about Fort Myers, FL, stockbroker Richard Brown: Name: Mr. Richard Whitfield Brown Current…

read more
Enter your
text here

You cannot copy content of this page