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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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Rex Securities Law Investment Fraud Attorney Investigates Patrick Chitwood, Former Broker with Osaic Wealth, Inc. & Triad Advisors LLC

Rex Securities Law Investment Fraud Attorney Investigates Patrick Chitwood, Former Broker with Osaic Wealth, Inc. & Triad Advisors LLC 150 150 Robert Rex, Esq.

Last Updated: November 2025 — Atlanta, GA Here’s what you need to know about Atlanta, GA stockbroker Patrick Rankin Chitwood: Name: Patrick Rankin Chitwood Current Employer: Arkadios Wealth Advisors (Investment Adviser Rep); Chitwood Advisory Group…

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Rex Securities Law Investment Fraud Attorney Investigates Howard G. Roth, Broker with David Lerner Associates, Inc.

Rex Securities Law Investment Fraud Attorney Investigates Howard G. Roth, Broker with David Lerner Associates, Inc. 150 150 Robert Rex, Esq.

Last Updated: November 2025 — White Plains, NY Here’s what you need to know about White Plains, NY stockbroker Howard G. Roth:  Name: Howard Gary (G.) Roth. CRD number: 867754. Current Employer: David…

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Rex Securities Law Investment Fraud Attorney Investigates Matthew Winthrop, Broker formerly with Equitable Advisors

Rex Securities Law Investment Fraud Attorney Investigates Matthew Winthrop, Broker formerly with Equitable Advisors 150 150 Robert Rex, Esq.

Last Updated: November 2025 — Melville, NY Here’s what you need to know about Melville, NY stockbroker Matthew Winthrop:  Name: Matthew Winthrop Current Employer: Aegis Capital Corp. (CRD #15007). Registered since September…

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Rex Securities Law Investment Fraud Attorney Investigates Sonia M. Attkiss, Broker with UBS Financial Services Inc.

Rex Securities Law Investment Fraud Attorney Investigates Sonia M. Attkiss, Broker with UBS Financial Services Inc. 150 150 Robert Rex, Esq.

Last Updated: November 2025 — New York, NY Here’s what you need to know about New York, NY stockbroker Sonia Attkiss: Name: Sonia Maria Attkiss Alias: Sonia Tron Current Employer: UBS Financial…

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Rex Securities Law Investment Fraud Attorney Investigates Nir Regev, Broker with DFPG Investments / Diversify Advisory Services

Rex Securities Law Investment Fraud Attorney Investigates Nir Regev, Broker with DFPG Investments / Diversify Advisory Services 150 150 Robert Rex, Esq.

Last Updated: November 2025 — Saint Louis, MO Here’s what you need to know about Saint Louis, MO stockbroker Nir Regev: Name: Nir Regev Alias: Nir Regev Kragnes Current Employer: DFPG Investments,…

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Rex Securities Law Investment Fraud Attorney Investigates Kendal A. Fordham – Registered Advisor with Privileged Planning Inc.

Rex Securities Law Investment Fraud Attorney Investigates Kendal A. Fordham – Registered Advisor with Privileged Planning Inc. 150 150 Robert Rex, Esq.

Last Updated: November 2025 — Saint Johns, FL Here’s what you need to know about Saint Johns, FL stockbroker Kendal A. Fordham:  Name: Kendal Ashley Fordham Alias: Kendal Ashley Cann, Kendal…

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Rex Securities Law Investment Fraud Attorney Investigates Katherine Nishnic, Broker with Centaurus Financial, Inc.

Rex Securities Law Investment Fraud Attorney Investigates Katherine Nishnic, Broker with Centaurus Financial, Inc. 150 150 Robert Rex, Esq.

Last Updated: November 2025 — Lexington, SC Here’s what you need to know about Lexington, SC stockbroker Katherine Nishnic:  Name: Katherine Greer Nishnic Alias: Katherine Greer Martinson, Katherine Diane Nishnic Current…

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Rex Securities Law Investment Fraud Attorney Investigates Ian McElreath, Former Broker with Foreside Fund Services (now ACA Group)

Rex Securities Law Investment Fraud Attorney Investigates Ian McElreath, Former Broker with Foreside Fund Services (now ACA Group) 150 150 Robert Rex, Esq.

Last Updated: November 2025 — Tampa, FL Here’s what you need to know about Tampa, FL stockbroker Ian McElreath: Name:Ian Christopher McElreath. Current Employer:None —Not currently registered with a brokerage firm.…

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Rex Securities Law Investment Fraud Attorney Investigates Luke Lannister, formerly a Broker with Grove Point Investments (formerly H. Beck)

Rex Securities Law Investment Fraud Attorney Investigates Luke Lannister, formerly a Broker with Grove Point Investments (formerly H. Beck) 150 150 Robert Rex, Esq.

Last Updated: November 2025 — Rockville, MD Here’s what you need to know about Rockville, MD stockbroker Luke Lannister:  Name: Luke Foster Lannister Alias: Lucas Foster Seward, Lucas Seward Current Employer: Suspended…

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Rex Securities Law Investment Fraud Attorney Investigates Philip F. Chao, a Broker with Cetera Wealth Services, LLC

Rex Securities Law Investment Fraud Attorney Investigates Philip F. Chao, a Broker with Cetera Wealth Services, LLC 150 150 Robert Rex, Esq.

Last Updated: November 2025 — Patterson, CA Here’s what you need to know about Patterson, CA stockbroker Philip F. Chao: Name: Philip Fu-Pei Chao Current Employer: Cetera Wealth Services, LLC (FINRA broker;…

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