Last Updated: January 2026 — Minneapolis, MN Here’s what you need to know about Minneapolis, MN, stockbroker Robert Herje: Name: Mr. Robert Anders Herje Current Employer: Aegis Capital (since 1/2026) Prior…
read moreLast Updated: January 2026 — New York, NY Here’s what you need to know about New York, NY stockbroker Michael A. Lackwood: Name: Michael Alexander Lackwood CRD Number:4742917 Current Status:…
read moreLast Updated: January 2026 — St. Petersburg, FL Here’s what you need to know about St. Petersburg, FL, stockbroker John Nole: Name: Mr. John Anthony Nole CRD Number: 1609191 Current Employer: Paulson Investment…
read moreLast Updated: January 2026 ( Orange, CA/ Prosper, TX ) Trawnegan Gall Investigation Summary Here’s what you need to know about Orange ,CA/ Prosper, TX, stockbroker Trawnegan “Trawn” Gall: Name:…
read moreLast Updated: January 2026 — Melville, NY Here’s what you need to know about Melville, NY stockbroker John Thomas Hardiman: Name: John Thomas Hardiman Current Employer: Janney Montgomery Scott LLC — 395…
read moreLast Updated: January 2026 — Des Moines, IA Here’s what you need to know about Des Moines, IA stockbroker Peter Hill: Name: Peter Hill Current Employer: Cambridge Investment Research, Inc. and Cambridge…
read moreLast Updated: January 2026 — Florence, SC Here’s what you need to know about Florence, SC stockbroker Marvin Brent June: Name: Marvin Brent June CRD number: 5907587. Current Employer: Edward Jones (CRD# 250).…
read moreLast Updated: January 2026— New York, NY Here’s what you need to know about New York, NY stockbroker Daniel W. Ladner: Name: Daniel W. Ladner Current Employer: UBS Financial Services Inc. (since…
read moreLast Updated: January 2026 — Savannah, GA Here’s what you need to know about Savannah, GA stockbroker Barbara D. Bart: Name: Barbara D. Bart Current Employer: Not currently registered with any FINRA-member…
read moreLast Updated: January 2026 — San Antonio, TX Here’s what you need to know about San Antonio, TX stockbroker Jon C. Taylor: Name: Jon Clayton Taylor, III Current Employer: Osaic Wealth, Inc.…
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