Kirk Badii Investigation-The Badii Group -Subject of $2.7M Customer Claim -Southlake, TX

Kirk Badii Investigation-The Badii Group -Subject of $2.7M Customer Claim -Southlake, TX 150 150 Robert Rex, Esq.

Kirk Badii- The Badii Group – Investigation November 2025 update Southlake, TX The FINRA records of  Kirk Badii,  a  stockbroker with Independent Financial Group  , disclose settlement of two customer disputes and…

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Rex Securities Law Investment Fraud Attorney Investigates Hobby Barndollar formerly with Crown Capital Securities & Purepath Wealth Management

Rex Securities Law Investment Fraud Attorney Investigates Hobby Barndollar formerly with Crown Capital Securities & Purepath Wealth Management 150 150 Robert Rex, Esq.

Last Updated: November  2025 (Land O’Lakes, FL) Hobby Barndollar Investigation Summary Here’s what you need to know about Land O’Lakes, FL, former stockbroker Hobby Barndollar: Name: Mr. Hugh O. Barndollar,…

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Rex Securities Law Investment Fraud Attorney Investigates Howard G. Roth, Broker with David Lerner Associates, Inc.

Rex Securities Law Investment Fraud Attorney Investigates Howard G. Roth, Broker with David Lerner Associates, Inc. 150 150 Robert Rex, Esq.

Last Updated: November 2025 — White Plains, NY Here’s what you need to know about White Plains, NY stockbroker Howard G. Roth:  Name: Howard Gary (G.) Roth. CRD number: 867754. Current Employer: David…

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Rex Securities Law Investment Fraud Attorney Investigates Matthew Winthrop, Broker formerly with Equitable Advisors

Rex Securities Law Investment Fraud Attorney Investigates Matthew Winthrop, Broker formerly with Equitable Advisors 150 150 Robert Rex, Esq.

Last Updated: November 2025 — Melville, NY Here’s what you need to know about Melville, NY stockbroker Matthew Winthrop:  Name: Matthew Winthrop Current Employer: Aegis Capital Corp. (CRD #15007). Registered since September…

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Rex Securities Law Investment Fraud Attorney Investigates Sonia M. Attkiss, Broker with UBS Financial Services Inc.

Rex Securities Law Investment Fraud Attorney Investigates Sonia M. Attkiss, Broker with UBS Financial Services Inc. 150 150 Robert Rex, Esq.

Last Updated: November 2025 — New York, NY Here’s what you need to know about New York, NY stockbroker Sonia Attkiss: Name: Sonia Maria Attkiss Alias: Sonia Tron Current Employer: UBS Financial…

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Rex Securities Law Investment Fraud Attorney Investigates Nir Regev, Broker with DFPG Investments / Diversify Advisory Services

Rex Securities Law Investment Fraud Attorney Investigates Nir Regev, Broker with DFPG Investments / Diversify Advisory Services 150 150 Robert Rex, Esq.

Last Updated: November 2025 — Saint Louis, MO Here’s what you need to know about Saint Louis, MO stockbroker Nir Regev: Name: Nir Regev Alias: Nir Regev Kragnes Current Employer: DFPG Investments,…

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Rex Securities Law Investment Fraud Attorney Investigates Kendal A. Fordham – Registered Advisor with Privileged Planning Inc.

Rex Securities Law Investment Fraud Attorney Investigates Kendal A. Fordham – Registered Advisor with Privileged Planning Inc. 150 150 Robert Rex, Esq.

Last Updated: November 2025 — Saint Johns, FL Here’s what you need to know about Saint Johns, FL stockbroker Kendal A. Fordham:  Name: Kendal Ashley Fordham Alias: Kendal Ashley Cann, Kendal…

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Rex Securities Law Investment Fraud Attorney Investigates Katherine Nishnic, Broker with Centaurus Financial, Inc.

Rex Securities Law Investment Fraud Attorney Investigates Katherine Nishnic, Broker with Centaurus Financial, Inc. 150 150 Robert Rex, Esq.

Last Updated: November 2025 — Lexington, SC Here’s what you need to know about Lexington, SC stockbroker Katherine Nishnic:  Name: Katherine Greer Nishnic Alias: Katherine Greer Martinson, Katherine Diane Nishnic Current…

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Rex Securities Law Investment Fraud Attorney Investigates John Russo, Broker with Dominari Securities LLC

Rex Securities Law Investment Fraud Attorney Investigates John Russo, Broker with Dominari Securities LLC 150 150 Robert Rex, Esq.

Last Updated: November 2025 — New York, NY Here’s what you need to know about New York, NY stockbroker John Russo: Name: John Russo Current Employer: Dominari Securities LLC (CRD #18975), 725…

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Rex Securities Law Investment Fraud Attorney Investigates Katy Zhao, Broker with Morgan Stanley

Rex Securities Law Investment Fraud Attorney Investigates Katy Zhao, Broker with Morgan Stanley 150 150 Robert Rex, Esq.

Last Updated: November 2025 — Pasadena, CA Here’s what you need to know about Pasadena, CA stockbroker Katy Y. Zhao: Name: Katy Yun Zhao Current Employer: Morgan Stanley (CRD #149777); branch listed…

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