Last Updated: December 2025 — Honolulu, HI Here’s what you need to know about Honolulu, HI stockbroker Marshall B. L. Lum: Name: Marshall B. L. Lum Alias: Marshal BL Lum Current Employer: Not currently registered…
read moreLast Updated: December 2025 — Irvine, California Here’s what you need to know about Irvine, CA stockbroker Nick Olivas: Name: Nicholas David Olivas Current Employer: Prospera Financial Services, Inc. (CRD #10740), Dallas, TX…
read moreLast Updated: December 2025 — Vancouver, Washington Here’s what you need to know about Vancouver, WA financial advisor Todd Juenger: Name: Todd Alan Juenger Current Employer: None – Not currently registered with FINRA. Prior…
read moreLast Updated: December 2025 — Brentwood, TN Here’s what you need to know about Brentwood, TN stockbroker Roger Barnett: Name: Roger Allen Barnett II Current Employer: LPL Financial LLC (CRD #6413) —…
read moreLast Updated: December 2025 (Boca Raton, FL) David Arlein Investigation Summary Here’s what you need to know about Boca Raton, FL, stockbroker David Arlein: Name: Mr. David Leslie Arlein Current…
read moreLast Updated: December 2025 (Portland, Oregon) Scott Sadar Investigation Summary Here’s what you need to know about Portland, OR, stockbroker Scott Sadar: Name: MR. Scott Michael Sadar Current Employer: Pacific…
read moreLast Updated: December 2025 (Maple Grove, MN) Nouachi Vang Investigation Summary Here’s what you need to know about Maple Grove, MN stockbroker Nouachi Vang: Name: Mr. Nouachi Vang Current Employer: LPL Financial…
read moreLast Updated: October 2025 — Manchester, MO Here’s what you need to know about Manchester, MO stockbroker Donald R. Hancock: Name: Donald Ralph Hancock Current Employer: Moloney Securities Co., Inc. (FINRA broker);…
read moreLast Updated: October 2025 — Syosset, NY Here’s what you need to know about Syosset, NY stockbroker Matthew Ian Zagon: Name: Matthew Ian Zagon. Current Employer: Cova Capital Partners LLC — 6851…
read moreLast Updated: October 2025 — Woodcliff Lake, NJ Here’s what you need to know about Woodcliff Lake, NJ financial professional Thomas Woodward Hulick: Name: Thomas Woodward Hulick Current Employer: Strategy Asset Managers,…
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