• Robert Rex, Esq.

Kansas Certified Financial Planners Disciplined by CFP Board-JANUARY 2025 UPDATE
Kansas Certified Financial Planners Disciplined by CFP Board-JANUARY 2025 UPDATE 150 150 Robert Rex, Esq.

UPDATED January 2025 According to their website, the “Certified Financial Planner (CFP) Board is a non-profit organization acting in the public interest by fostering professional standards in personal financial planning through its setting…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Bart Harrison a broker with Concorde Investment Services-Delaware Statutory Trust
Rex Securities Law Investment Fraud Attorney Investigates Bart Harrison a broker with Concorde Investment Services-Delaware Statutory Trust 150 150 Robert Rex, Esq.

Last Updated: January 2025 (Trussville, AL) Alan Bartlett Harrison Investigation Summary Here’s what you need to know about Trussville, AL stockbroker Alan Bartlett Harrison: Name: Alan Bartlett Harrison Current Employer: Concorde Investment…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Julian Soto formerly with Jefferies, LLC
Rex Securities Law Investment Fraud Attorney Investigates Julian Soto formerly with Jefferies, LLC 150 150 Robert Rex, Esq.

Last Updated: December 2024 (Miami, FL) Julian Soto Investigation Summary Here’s What You Need to Know About Miami, FL Stockbroker Julian R. Soto: Name: Julian Rodrigo Soto Current Employer: Not…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Marcelo J. Poliak formerly with Jefferies, LLC
Rex Securities Law Investment Fraud Attorney Investigates Marcelo J. Poliak formerly with Jefferies, LLC 150 150 Robert Rex, Esq.

Last Updated: December 2024 (Miami, FL) Marcelo J. Poliak Investigation Summary Here’s What You Need to Know About Miami, FL Stockbroker Marcelo Javier Poliak: Name: Marcelo Javier Poliak Current Employer:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Guillermo Guerra formerly with Jefferies, LLC
Rex Securities Law Investment Fraud Attorney Investigates Guillermo Guerra formerly with Jefferies, LLC 150 150 Robert Rex, Esq.

Last Updated: December 2024 (Miami, FL) Guillermo Guerra Investigation Summary Here’s What You Need to Know About Miami, FL Stockbroker Guillermo Guerra: Name: Guillermo Enrique Guerra Romiti Current Employer: Not…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Kurt Stahl a Registered Investment Advisor with AE Wealth Management
Rex Securities Law Investment Fraud Attorney Investigates Kurt Stahl a Registered Investment Advisor with AE Wealth Management 150 150 Robert Rex, Esq.

Last Updated: December 2024 (Lakewood Ranch, FL) Kurt Stahl Investigation Summary Here’s What You Need to Know About Lakewood Ranch, FL Advisor Kurt E. Stahl: Name: Kurt Edward Stahl Current…

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  • Robert Rex, Esq.

[INVESTOR ALERT] Texas Regulators Sanction The Pilot’s Advisor
[INVESTOR ALERT] Texas Regulators Sanction The Pilot’s Advisor 150 150 Robert Rex, Esq.

Last Updated: December 2024 (Austin, Texas) Texas State Securities Board Issues Disciplinary Order vs. The Pilot’s Advisory In a Consent Order dated 12/19/24, The Texas State Securities Board (TSSB) Reprimanded…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Gaylord Rohloff formerly a broker with Western International Securities
Rex Securities Law Investment Fraud Attorney Investigates Gaylord Rohloff formerly a broker with Western International Securities 150 150 Robert Rex, Esq.

Last Updated: December 2024 (Westlake Village, CA) Gaylord Rohloff Investigation Summary Here’s What You Need to Know About Westlake Village, CA Stockbroker Gaylord Wesley Rohloff: Name: Gaylord Wesley Rohloff Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Christopher Bailey formerly with MML Investor Services
Rex Securities Law Investment Fraud Attorney Investigates Christopher Bailey formerly with MML Investor Services 150 150 Robert Rex, Esq.

Last Updated: December 2024 (Cumming, GA) Christopher Bailey Investigation Summary Here’s What You Need to Know About Former Cumming, GA Stockbroker Christopher Bailey: Name: Christopher Bailey Current Employer: Not currently…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Michael Corrada formerly with Coastal Equities
Rex Securities Law Investment Fraud Attorney Investigates Michael Corrada formerly with Coastal Equities 150 150 Robert Rex, Esq.

Last Updated: December 2024(Richmond, VA) Michael Corrada Investigation Summary Here’s what you need to know about Richmond, VA, stockbroker Michael Corrada: Name: Mr. Michael W. Corrada Current Employer: Not currently…

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