Last Updated: September 2025 (Louisville, KY) Kenneth Baize Investigation Summary Here’s what you need to know about Louisville, KY, stockbroker Kenneth Baize: Name: Mr. Kenneth Gene Baize Current Employer: LPL…
read moreLast Updated: September 2025 — Columbus, IN Joe C. Doggett Investigation Summary Here’s what you need to know about Columbus, IN stockbroker Joe C. Doggett: Name: Joe C. Doggett. Current…
read moreLast Updated: September 2025 — San Antonio, TX Coley Thompson Bellamy Investigation Summary Here’s what you need to know about San Antonio, TX stockbroker Coley Thompson Bellamy: Name: Coley T.…
read moreLast Updated: September 2025 — Kalamazoo, MI Here’s what you need to know about Kalamazoo, MI, stockbroker Clifford B. Hodgman: Name: Clifford B. Hodgman CRD number: Current Employer: Oppenheimer &…
read moreLast Updated: September 2025 – Kansas City, MO Here’s what you need to know about Kansas City, MO stockbroker Jared Mark Gudenkauf: Name: Jared Mark Gudenkauf. Current Employer: Merrill Lynch,…
read moreLast Updated: September 2025 – San Mateo, CA Here’s what you need to know about San Mateo, CA, stockbroker John Kevin Barrett: Name: John Kevin Barrett. Current Employer: Barred from associating…
read moreLast Updated: September 2025 — Scottsdale, AZ Here’s what you need to know about Scottsdale, AZ, stockbroker Elaine M. Zito: Name: Elaine Marie Zito Current Employer: SmartLife Financial Group LLC — Registered…
read moreLast Updated: September 2025 — Atlanta, GA Here’s what you need to know about Atlanta, GA, stockbroker Eric Scott Ruthman: Name: Eric Scott Ruthman. Current Employer: Purshe Kaplan Sterling Investments (CRD# 35747);…
read moreLast Updated: September 2025 — Bellingham, WA Here’s what you need to know about Bellingham, WA stockbroker Zwi Anthony Pechthalt: Name: Zwi Anthony (“Tony”) Pechthalt Alias: Tony Pechthalt Current Employer: Edward D.…
read moreLast Updated: August 2025 — Vacaville, California Here’s what you need to know about Vacaville, CA, stockbroker Lisa‑Ann Tomiko Nouchi: Name: Lisa‑Ann T. Nouchi CRD Number: 2367719 Current Employer: LPL…
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