• Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Joyce An Thomas formerly with Voya Financial Advisors
Rex Securities Law Investment Fraud Attorney Investigates Joyce An Thomas formerly with Voya Financial Advisors 150 150 Robert Rex, Esq.

Last Updated: November 2025 (Diamond Bar, CA ) Joyce An Thomas Investigation Summary Here’s what you need to know about Diamond Bar, CA, stockbroker Joyce An Thomas: Name: Ms. Joyce…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Nathan Wells formerly with Voya Financial Advisors
Rex Securities Law Investment Fraud Attorney Investigates Nathan Wells formerly with Voya Financial Advisors 150 150 Robert Rex, Esq.

Last Updated: November 2025 (Morrison, IL) Nathan Wells Investigation Summary Here’s what you need to know about Morrison, IL, stockbroker Natan Wells: Name: Mr. Nathan Cole Wells Current Employer: Cetera…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Morgan Stanley Broker Helen Rothlein
Rex Securities Law Investment Fraud Attorney Investigates Morgan Stanley Broker Helen Rothlein 150 150 Robert Rex, Esq.

Last Updated: November 2025, Boca Raton, FL/ New York. NY Helen Rothlein Investigation Summary Here’s what you need to know about Boca Raton, FL / New York, NY, , stockbroker…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Patrick W. Lam, Broker with Emerson Equity LLC & The Sherer Group
Rex Securities Law Investment Fraud Attorney Investigates Patrick W. Lam, Broker with Emerson Equity LLC & The Sherer Group 150 150 Robert Rex, Esq.

Last Updated: November 2025 — Scottsdale, AZ Here’s what you need to know about Scottsdale, AZ, stockbroker Patrick W. Lam: Name:Patrick Wang Lam Current Employer:Emerson Equity LLC (CRD #130032) —…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Keith D’Agostino formerly with Aegis Capital
Rex Securities Law Investment Fraud Attorney Investigates Keith D’Agostino formerly with Aegis Capital 150 150 Robert Rex, Esq.

Last Updated: November 2025 (Melville, NY) Keith D’Agostino Investigation Summary Here’s what you need to know about Melville, NY, stockbroker Keith D’Agostino: Name: Mr. Keith Michael D’Agostino Current Employer: Not…

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Dennis “Denny” Haywood Investigation- Purepath Wealth Management / Former Crown Capital Broker – Land O’Lakes, FL
Dennis “Denny” Haywood Investigation- Purepath Wealth Management / Former Crown Capital Broker – Land O’Lakes, FL 150 150 ER

Denny Haywood Investigation November 2025- Land O’ Lakes, FL The FINRA records of  Dennis “Denny” Haywood , a stockbroker previously with  Crown Capital Securities, Inc. broker discloses a 10 prior customer…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Chris Burch – Former Advisor with Cornerstone Securities & The Wealth Advisory Board
Rex Securities Law Investment Fraud Attorney Investigates Chris Burch – Former Advisor with Cornerstone Securities & The Wealth Advisory Board 150 150 Robert Rex, Esq.

Last Updated: November 2025 —Cape Coral. Florida Here’s what you need to know about Cape Coral, FL,  stockbroker & insurance broker Chris Burch: Name: Christopher William Burch Current Employer: Not…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Aegis Capital Corp Former Broker Thomas Duggan
Rex Securities Law Investment Fraud Attorney Investigates Aegis Capital Corp Former Broker Thomas Duggan 150 150 Robert Rex, Esq.

Last Updated: November 2025 | Melville, NY Thomas Duggan Investigation Summary Here’s what you need to know about Melville, NY, stockbroker Thomas Duggan: Name: Mr. Thomas Duggan Current Status: Not currently registered…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Raymond James Former Broker Joe Gamez
Rex Securities Law Investment Fraud Attorney Investigates Raymond James Former Broker Joe Gamez 150 150 Robert Rex, Esq.

Last Updated: November 2025 — San Antonio, TX Here’s what you need to know about San Antonio, TX, stockbroker Joe Gamez: Name:Jose Abel Gamez Alias: Joe Gamez Current Employer:None — Permanently barred…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Spire Securities Broker James Protigal
Rex Securities Law Investment Fraud Attorney Investigates Spire Securities Broker James Protigal 150 150 Robert Rex, Esq.

Last Updated: November 2025 (Osprey, FL) James Protigal Investigation Summary Here’s what you need to know about Sarasota, FL, stockbroker James Protigal: Name: Mr. James Charles Protigal Current Employer: Ameriprise…

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