Last Updated: September 2025 — Scottsdale, AZ Here’s what you need to know about Scottsdale, AZ, stockbroker Elaine M. Zito: Name: Elaine Marie Zito Current Employer: SmartLife Financial Group LLC — Registered…
read moreLast Updated: September 2025 — Atlanta, GA Here’s what you need to know about Atlanta, GA, stockbroker Eric Scott Ruthman: Name: Eric Scott Ruthman. Current Employer: Purshe Kaplan Sterling Investments (CRD# 35747);…
read moreLast Updated: September 2025 — Bellingham, WA Here’s what you need to know about Bellingham, WA stockbroker Zwi Anthony Pechthalt: Name: Zwi Anthony (“Tony”) Pechthalt Alias: Tony Pechthalt Current Employer: Edward D.…
read moreLast Updated: August 2025 — Vacaville, California Here’s what you need to know about Vacaville, CA, stockbroker Lisa‑Ann Tomiko Nouchi: Name: Lisa‑Ann T. Nouchi CRD Number: 2367719 Current Employer: LPL…
read moreRex Securities Law Investment Fraud Attorney Investigates Goldman Sachs & Co. Broker Pablo Paternina
Last Updated: September 2025 — New York, NY Here’s what you need to know about New York, NY, stockbroker Pablo Paternina: Name: Pablo Paternina. Current Employer: Goldman Sachs & Co. LLC (CRD#…
read moreLast Updated: September 2025 — New Braunfels, TX Here’s what you need to know about New Braunfels, TX, stockbroker Joey Dale Miller: Name: Joey Dale Miller Current Employer: DAI Securities, LLC (Registered…
read moreLast Updated: September 2025 – Cut Off, LA Here’s what you need to know about Cut Off, LA, stockbroker Raleigh J. Galiano Jr.: Name: Raleigh J. Galiano Jr. Current Employer: LPL Financial…
read moreLast Updated: September 2025 — Metairie, LA Joseph P. Barreca Jr. Investigation Summary Here’s what you need to know about Metairie, LA stockbroker Joseph P. Barreca Jr.: Name: Mr. Joseph P.…
read moreLast updated: September 2025 – Miramar, FL Here’s what you need to know about Miramar, FL, stockbroker Marcus K. Moon: Name: Marcus Kovac Moon Current Employer: Not currently registered with a…
read moreLast Updated: September 2025 — Flat Rock, NC Here’s what you need to know about Flat Rock, NC, stockbroker Joseph F. Beam: Name: Joseph F. Beam Current Employer: This broker is not…
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