Last Updated: November 2025 (Cornelius, North Carolina) Walter Shoczolek Investigation Summary Here’s what you need to know about Cornelius, North Carolina, stockbroker Walter Shoczolek: Name: Mr. Walter Paul Shoczolek III…
read moreRex Securities Law Investment Fraud Attorney Investigates Cetera Advisors Former Broker Bill Carlton
Last Updated: August 2025 | Bellevue, WA William D. Carlton Investigation Summary Here’s what you need to know about Bellevue, WA, former stockbroker William D. Carlton: Name: Mr. William David Carlton…
read moreLast Updated: November 2025 (Carrollton, Texas) William Hayden Investigation Summary Here’s what you need to know about Carrollton, TX, stockbroker William Hayden: Name: Mr. William Dallas Hayden Current Employer: Not…
read moreLast Updated: November 2025 (Southlake, TX) Daniel S. Meader Investigation Summary Here’s what you need to know about Southlake, TX, stockbroker Daniel S. Meader: Name: Daniel Shrigley Meader Current Employers: Trinity…
read moreLast Updated: October 2025, Birmingham, AL Here’s what you need to know about Birmingham, AL, former stockbroker Kevin McCallum: Name: Mr. Kevin Marshall McCallum Current Employer: Not currently registered Prior…
read moreLast Updated: October 2025 — Dallas, TX Here’s what you need to know about Dallas, TX stockbroker Christopher Halstedt: Name: Christopher Lyle Halstedt Current Employer: UBS Financial Services Inc., 100 Crescent Court,…
read moreLast Updated: October 2025 — Bend, OR Here’s what you need to know about Bend, OR stockbroker Scott Coonrod: Name: Scott David Coonrod. Current Employer: Not currently registered with a FINRA-member broker-dealer.…
read moreLast Updated: October 2025 — Spring, TX Here’s what you need to know about Spring, TX stockbroker Earl Eugene Newsome: Name: Earl Eugene Newsome. Current Employer: LPL Financial LLC — registered 07/10/2025; primary branch listed…
read moreLast Updated: October 2025 — Loudon, TN Here’s what you need to know about Loudon, TN stockbroker Steve Kerutis: Name: Stephen Thomas Kerutis Alias: Steve Kerutis Current Employer: Cetera Advisors LLC (broker;…
read moreLast Updated: October 2025 — Atlanta, GA Here’s what you need to know about Atlanta, GA stockbroker Rogers Haydon: Name: Rogers Haydon Current Employer: Arkadios Wealth Advisors — Investment Adviser Representative (since…
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