Last Updated: September 2025 — Jacksonville, FL. Here’s what you need to know about Jacksonville, FL, former stockbroker Maurice D. Kelley: Name: Maurice Devon Kelley. Current Employer: Not currently registered with FINRA…
read moreLast Updated: September 2025 — Green Bay, WI Brandon J. Larsen Investigation Summary Here’s what you need to know about Green Bay, WI stockbroker Brandon J. Larsen: Name: Brandon J. Larsen…
read moreLast Updated: September 2025 — Los Angeles, CA Here’s what you need to know about Los Angeles, CA, stockbroker Tony Barouti: Name: Tony Barouti Current Employer: Emerson Equity LLC —since 06/13/2017. Prior…
read moreLast Updated: September 2025 — Garden City, NY Here’s what you need to know about Garden City, NY, stockbroker John F. Coyle III: Name: Mr. John Francis Coyle III CRD Number: 2435184…
read moreLast Updated: September 2025 — Salt Lake City, UT Here’s what you need to know about Salt Lake City, UT stockbroker James David Garrity: Name: Mr. James David Garrity CRD –…
read moreLast Updated: September 2025 — Dayton, Ohio Here’s what you need to know about Dayton, OH, stockbroker Christopher Martin Hayes: Name: Christopher Martin Hayes CRD Number: 2333190 Current Employer: Fifth Third Securities, Inc.…
read moreLast Updated: September 2025 — Tustin, California Here’s what you need to know about Tustin, CA, stockbroker Leticia Hewko: Name: Ms. Leticia Hewko CRD Number: 6211451 Current Employer: Independent Financial Group, LLC (since…
read moreEx-Pat With Losses in Your U.S. Brokerage Account? If you are an expat residing in Canada, The Bahamas, Japan, Thailand, Mexico, United Kingdom, Europe, Australia, the Caribbean, South America, Costa…
read moreLast Updated: September 2025 — Cincinnati, Ohio Here’s what you need to know about Cincinnati, OH, stockbroker Nick Ruch: Name: Mr. Nicholas John Ruch CRD Number: 6502251 Current Employer: UBS Financial Services Inc.…
read moreLast Updated: September 2025 — Marlton, NJ Here’s what you need to know about Marlton, NJ, stockbroker Nicholas Saunders: Name: Mr. Nicholas Frank Saunders CRD Number: 863004 Current Employer: Centaurus Financial, Inc. (CRD…
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