• Robert Rex, Esq.

Jason Dukas-Former Stifel Nicolaus & Co Broker-Discloses Regulatory Event and a Termination- Clearwater, FL
Jason Dukas-Former Stifel Nicolaus & Co Broker-Discloses Regulatory Event and a Termination- Clearwater, FL 150 150 Robert Rex, Esq.

July 2025- Clearwater, FL According to publicly available records Jason Dukas (CRD#4188239), a  stockbroker with  Stifel, Nicolaus & Company, discloses a regulatory event and a termination from employment. The Financial…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Former RBC & Wells Fargo Broker William “Randy” Moening
Rex Securities Law Investment Fraud Attorney Investigates Former RBC & Wells Fargo Broker William “Randy” Moening 150 150 Robert Rex, Esq.

Last Updated: June 2025 (Austin, Texas) William Moening Investigation Summary Here’s what you need to know about Austin, TX, stockbroker William Moening: Name: Mr. William Randall Moening Current Employer: Not…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Wells Fargo Advisors Broker Allen Wilson
Rex Securities Law Investment Fraud Attorney Investigates Wells Fargo Advisors Broker Allen Wilson 150 150 Robert Rex, Esq.

Last Updated: May 2025 – Florham Park, NJ Here’s what you need to know about Florham Park, NJ, stockbroker Allen H. Wilson: Name: Mr. Allen H. Wilson CRD Number: 2420229 Current Employer: Wells…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Wells Fargo Advisors Broker Robert L. Rose
Rex Securities Law Investment Fraud Attorney Investigates Wells Fargo Advisors Broker Robert L. Rose 150 150 Robert Rex, Esq.

Last Updated: April 2025 – Tampa, FL Robert Rose Investigation Summary Here’s what you need to know about Tampa, FL, stockbroker Robert L. Rose: Name: Mr. Robert Lee Rose II Current…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Wells Fargo Former Broker William Lovelady
Rex Securities Law Investment Fraud Attorney Investigates Wells Fargo Former Broker William Lovelady 150 150 Robert Rex, Esq.

Last Updated: April 2025 | Southlake, TX Here’s what you need to know about Southlake, TX, stockbroker William Lovelady: Name: Mr. William Drake Lovelady Current Employer: J.P. Morgan Securities LLC Prior Employers: Wells…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Wells Fargo Advisors Broker Robert S. Wise
Rex Securities Law Investment Fraud Attorney Investigates Wells Fargo Advisors Broker Robert S. Wise 150 150 Robert Rex, Esq.

Last Updated: April 2025 – Tampa, FL Robert Wise Investigation Summary Here’s what you need to know about Tampa, FL, stockbroker Robert Wise: Name: Mr. Robert Stokes Wise Current Employer: Wells Fargo…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Wells Fargo Advisors Broker Amanda Wiggins
Rex Securities Law Investment Fraud Attorney Investigates Wells Fargo Advisors Broker Amanda Wiggins 150 150 Robert Rex, Esq.

Last Updated: April 2025 – Fort Worth, TX Here’s what you need to know about Fort Worth, TX, stockbroker Amanda Wiggins: Name: Ms. Amanda Nicole Wiggins ​ Current Employer: Wells Fargo Advisors / Wells Fargo Clearing Services, LLC ​ Prior Employer: Fidelity Brokerage Services LLC ​ Function: Stockbroker / Financial Advisor Aliases: Amanda Nicole Sosa Primary Location: Fort Worth, TX ​ CRD #: 5526300 ​ Can…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Wells Fargo Advisors Broker Mark Connolly
Rex Securities Law Investment Fraud Attorney Investigates Wells Fargo Advisors Broker Mark Connolly 150 150 Robert Rex, Esq.

Last Updated: April 2025 – Fort Worth, TX Here’s what you need to know about Fort Worth, TX, stockbroker Mark Connolly: Name: Mr. Mark Christopher Connolly ​ Current Employer: Wells Fargo Advisors / Wells Fargo Clearing Services, LLC ​ DBA: None reported Prior Employer: A.G. Edwards & Sons, Inc. ​ Function: Stockbroker / Financial Advisor Aliases: Mark C. Connolly, Mark Connolly ​ Primary Location: Fort Worth, TX ​ CRD #: 4443644 ​ Can Mark Connolly…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Wells Fargo Advisors Broker Donna Bromfield-Day
Rex Securities Law Investment Fraud Attorney Investigates Wells Fargo Advisors Broker Donna Bromfield-Day 150 150 Robert Rex, Esq.

Last Updated: April 2025, Fort Worth, TX Donna Bromfield‑Day Investigation Summary Here’s what you need to know about Fort Worth, TX, stockbroker Donna Bromfield‑Day: Name: Ms. Donna Patrice Bromfield‑Day ​ Current Employer: Wells Fargo Advisors / Wells Fargo Clearing Services, LLC ​ DBA: None reported Prior Employers: Morgan Stanley; Morgan Keegan & Company ​ Function: Stockbroker / Financial Advisor Aliases: Donna P. Bromfield‑Day, Donna Bromfield‑Day ​ Primary Location: Fort Worth, TX ​ CRD # 5480459 ​ Can Donna Bromfield‑Day be sued…

read more
  • Robert Rex, Esq.

Mario Rivero Investigation -Former Wells Fargo and LPL Financial Broker-Red Bank, New Jersey
Mario Rivero Investigation -Former Wells Fargo and LPL Financial Broker-Red Bank, New Jersey 150 150 Robert Rex, Esq.

Mario E. Rivero Investigation February 2025-Red Bank, New Jersey We are investigating former Wells Fargo & LPL Financial advisor Mario E. Rivero, Jr. According to FINRA records Mario Rivero discloses a recent…

read more
Enter your
text here

You cannot copy content of this page