“Rob” Eisenberg Investigation
June 2023- Vienna, VA
The FINRA records of Robert “Rob” Eisenberg , a stockbroker employed by Lincoln Financial Advisors Corporation disclose a pending customer dispute.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
In FINRA case #22-00385, filed by a Lincoln Financial Advisors Corporation customer, alleges that Eisenberg recommended an unsuitable investment in an oil and gas program and is seeking damages of $225,000. This case is currently pending.
In 5/2023 another customer of Lincoln Financial Advisors filed FINRA Case 23-01277 also alleging damages due to the unsuitable recommendation by Eisenberg to invest in an oil and gas product. That customer is seeking damages of $50,000.
Eisenberg has been employed by Lincoln Financial Advisors since 6/1998.
If you have losses in an account handled by“Rob” Eisenberg , contact us for a no charge consultation to learn how you may be able to recover damages through FINRA arbitration.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney, at no cost to you.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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