August 2016-New York
The FINRA records of Serge Parakhnevich , a stock broker who is currently employed by PHX Financial, Inc. , disclose a pending customer dispute and an outstanding judgment/lien.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
In the pending dispute , a customer of his prior employer, Aegis Capital, alleges damages of $100,000 for unauthorized trading, excessive trading and churning for the time period from 10/14/2013-4/10/2014.
Parakhnevich discloses a currently outstanding judgment in the amount of $17,493 in favor of Asset Acceptance LLC, filed in Nassau County Court, NY.
Parakhnevich has been employed by PHX Financial since 4/2015. Prior to that he was employed by Aegis Capital .
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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