Protecting
Investor the
 Stockbroker Malpractice
Negligence, Fraud Schedule a FREE Consultation

Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








Rex Securities Law Walls St Banner
  • Robert Rex, Esq.

Dennis H. Cambal-Former JHS Capital Broker-Discloses Regulatory Action & Customer Disputes
Dennis H. Cambal-Former JHS Capital Broker-Discloses Regulatory Action & Customer Disputes 150 150 Robert Rex, Esq.

August 2016- Yarmouth, MA The FINRA records of Dennis H. Cambal ,  a  stock broker who is currently  employed by NBC Securities  disclose a prior regulatory event and 9 prior customer disputes. The Financial Industry Regulatory Authority…

read more
  • Robert Rex, Esq.

Randall A. Heller -KCD Financial Broker-Discloses Customer Dispute Over REIT Investment
Randall A. Heller -KCD Financial Broker-Discloses Customer Dispute Over REIT Investment 150 150 Robert Rex, Esq.

August 2016- Oak Lawn, IL The FINRA records of Randall A. Heller ,  a  stock broker who is currently  employed by KCD Financial, Inc.  disclose a currently pending customer dispute. The Financial Industry Regulatory Authority (FINRA) is the…

read more
  • Robert Rex, Esq.

Larry D. Freie-Former Sunset Financial Services Broker-Discloses Customer Disputes
Larry D. Freie-Former Sunset Financial Services Broker-Discloses Customer Disputes 150 150 Robert Rex, Esq.

August 2016- Lincoln, NE The FINRA records of Larry D. Freie ,  a  stock broker who is currently  employed by Ameritas Investment Corp.  disclose a prior customer dispute and one currently pending customer dispute. The Financial Industry…

read more
  • Robert Rex, Esq.

Peter B. Cohen-Ameritas Investment Broker-Discloses Pending Litigation
Peter B. Cohen-Ameritas Investment Broker-Discloses Pending Litigation 150 150 Robert Rex, Esq.

August 2016- Simsbury, CT The FINRA records of Peter B. Cohen ,  a  stock broker who is currently  employed by Ameritas Investment Corp.  disclose a currently pending customer dispute. The Financial Industry Regulatory Authority (FINRA) is the agency that…

read more
  • Robert Rex, Esq.

Wilbanks Securities Execs Named In $1.4M Arbitration Over Losses in Aztec Oil & Gas
Wilbanks Securities Execs Named In $1.4M Arbitration Over Losses in Aztec Oil & Gas 150 150 Robert Rex, Esq.

Oklahoma City, OK The FINRA records of Aaron B. Wilbanks, President and CEO of Wilbanks Securities  , the FINRA records of Randall L. Wilbanks, Vice President of Wilbanks Securities, and the FINRA records of Steven D. Sharpe,…

read more
  • Robert Rex, Esq.

Michael B. Inderlied-Former Wilbanks Securities Broker-Discloses Customer Disputes & Terminations
Michael B. Inderlied-Former Wilbanks Securities Broker-Discloses Customer Disputes & Terminations 150 150 Robert Rex, Esq.

August  2016-Frisco, Texas The FINRA records of Michael B. Inderlied ,  a  stock broker who is currently not licensed and who was last employed by Adirondack Trading Group   disclose  a prior regulatory event, 2 prior customer…

read more
  • Robert Rex, Esq.

Jamie D. Pope-Former Wilbanks Securities Broker-Discloses Permanent Bar from Industry & Discharge
Jamie D. Pope-Former Wilbanks Securities Broker-Discloses Permanent Bar from Industry & Discharge 150 150 Robert Rex, Esq.

August  2016-Winter Park, Florida The FINRA records of Jamie D. Pope ,  a  stock broker who has been permanently barred from acting as a broker or otherwise associating with firms that sell securities to…

read more
  • Robert Rex, Esq.

Mark S. Garfinkel-Oppenheimer Broker, Boca Raton-Discloses Customer Disputes and Bankruptcy Filing
Mark S. Garfinkel-Oppenheimer Broker, Boca Raton-Discloses Customer Disputes and Bankruptcy Filing 150 150 Robert Rex, Esq.

August  2016-Boca Raton, Florida The FINRA records of Mark S. Garfinkel ,  a  stock broker who is currently employed  by Oppenheimer & Co.  , disclose  five prior  customer disputes and and one financial event. The Financial Industry Regulatory…

read more
  • Robert Rex, Esq.

Rick J. Sande-Aegis Capital Broker-Discloses Pending Customer Arbitration Claim
Rick J. Sande-Aegis Capital Broker-Discloses Pending Customer Arbitration Claim 150 150 Robert Rex, Esq.

August  2016-Melville, New York The FINRA records of Rick J. Sande ,  a  stock broker who is currently employed by Aegis Capital , disclose a pending customer dispute and a prior final customer dispute. The Financial Industry Regulatory…

read more
  • Robert Rex, Esq.

Joel E. Archer-Summit Brokerage Services Broker-Discloses Pending Customer Dispute-Arden Arcade, CA
Joel E. Archer-Summit Brokerage Services Broker-Discloses Pending Customer Dispute-Arden Arcade, CA 150 150 Robert Rex, Esq.

August  2016-Arden Arcade, CA The FINRA records of Joel E. Archer ,  a  stock broker who is currently employed by Summit Brokerage Services , disclose a pending customer dispute. The Financial Industry Regulatory Authority (FINRA) is the agency that…

read more
Enter your
text here

You cannot copy content of this page