MARCH 2019 Update–SEC enters consent judgement vs. William Gennity.
UPDATE August 2016–William Gennity Named in Churning Complaint by Montana Securities Regulator. Follow this link for details.
May 2016- NYC
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
According to FINRA records, William C. Gennity (aka Billy Gennity) discloses 2 pending customer disputes including a claim brought in 2/2016 by a customer while Gennity was registered with Alexander Capital who alleges damages of $660,000 for unsuitable and excessive trading and excessive commissions.
According to FINRA records, Gennity has been registered with First Standard Financial since 10/2014. He was registered with Alexander Capital from 4/2012-10/2014 and prior to that with Legend Securities from 3/2011-4/2012. From 3/2009-6/2010 he was registered with J.P. Turner & Co.
If you have losses in an account handled by William C. Gennity contact us to learn how you may be able to recover damages through FINRA arbitration.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
Nationwide Representation
TollFree: 877-224-3199
Florida-561 391 1900
Texas-512-329-2870
