Last Updated: March 2025 (Columbia Falls, MT) Here’s what you need to know about Columbia Falls, MT, former stockbroker Cassandra Heitz: Name: Ms. Cassandra N. Heitz Former Employer: LPL Financial LLC Prior…
read moreRex Securities Law Investment Fraud Attorney Investigates Edward Jones Former Broker Daniel Countiss
Last Updated: March 2025 (Flowood, MS) Here’s what you need to know about Flowood, MS, stockbroker Daniel Countiss: Name: Mr. Daniel Dee Countiss Current Employer: LPL Financial LLC Prior Employer: Edward Jones DBA:…
read moreHorter Investment Management Investigation March 2025 -Cincinnati, Ohio We are investigating Cincinnati-based registered investment adviser Horter Investment Management, LLC. (“Horter Investment“). Horter Investment Management is an SEC registered investment adviser…
read moreLast Updated: March 2025 (Boca Raton, FL/ New York City) Antoine Devon Shamlee Investigation Summary Here’s what you need to know about Boca Raton, FL , stockbroker Devon Shamlee: Name:…
read moreLast Updated: February 2025 (Maple Grove, MN) Nouachi Vang Investigation Summary Here’s what you need to know about Maple Grove, MN stockbroker Nouachi Vang: Name: Mr. Nouachi Vang Current Employer: LPL Financial…
read moreLast Updated: February 2025, Alpharetta, GA Michael R. Hyser Investigation Summary Here’s what you need to know about Alpharetta, GA stockbroker Michael R. Hyser: Name: Mr. Michael Richard Hyser Current Employer: LPL…
read moreLast Updated: February 2025, Rosenberg, TX Kevin J. Herne Investigation Summary Here’s what you need to know about Rosenberg, TX stockbroker Kevin J. Herne: Name: Mr. Kevin John Herne Current Status: Not…
read moreLast Updated: February 2025, Lighthouse Point, FL Christopher C. Cavallaro Investigation Summary Here’s what you need to know about Lighthouse Point, FL, stockbroker Christopher C. Cavallaro: Name: Mr. Christopher Carl Cavallaro…
read moreLast Updated: February 2025, Cornelius, NC Steven M. Blanchard Investigation Summary Here’s what you need to know about Cornelius, NC stockbroker Steven M. Blanchard: Name: Mr. Steven Michael Blanchard Current Status: Suspended…
read moreLast Updated: February 2025, Highlands Ranch, CO J. Craig McIlroy Investigation Summary Here’s what you need to know about Highlands Ranch, CO, stockbroker J. Craig McIlroy: Name: Mr. J. Craig McIlroy…
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