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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Kestra Investment Services Broker Michael R. Hyser
Rex Securities Law Investment Fraud Attorney Investigates Kestra Investment Services Broker Michael R. Hyser 150 150 Robert Rex, Esq.

Last Updated: February 2025, Alpharetta, GA Michael R. Hyser Investigation Summary Here’s what you need to know about Alpharetta, GA stockbroker Michael R. Hyser: Name: Mr. Michael Richard Hyser Current Employer: LPL…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Christopher C. Cavallaro
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Christopher C. Cavallaro 150 150 Robert Rex, Esq.

Last Updated: February 2025, Lighthouse Point, FL Christopher C. Cavallaro Investigation Summary Here’s what you need to know about Lighthouse Point, FL, stockbroker Christopher C. Cavallaro: Name: Mr. Christopher Carl Cavallaro…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial LLC Broker Steven M. Blanchard
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial LLC Broker Steven M. Blanchard 150 150 Robert Rex, Esq.

Last Updated: February 2025, Cornelius, NC Steven M. Blanchard Investigation Summary Here’s what you need to know about Cornelius, NC stockbroker Steven M. Blanchard: Name: Mr. Steven Michael Blanchard Current Status: Suspended…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker J. Craig McIlroy
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker J. Craig McIlroy 150 150 Robert Rex, Esq.

Last Updated: February 2025, Highlands Ranch, CO J. Craig McIlroy Investigation Summary Here’s what you need to know about Highlands Ranch, CO, stockbroker J. Craig McIlroy: Name: Mr. J. Craig McIlroy…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial LLC Broker Stephen A. Rogers
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial LLC Broker Stephen A. Rogers 150 150 Robert Rex, Esq.

Last Updated: February 2025, Columbus, OH Stephen A. Rogers Investigation Summary Here’s what you need to know about Columbus, OH stockbroker Stephen A. Rogers: Name: Mr. Stephen A. Rogers Current Employer: LPL…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker John K. Ulwick
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker John K. Ulwick 150 150 Robert Rex, Esq.

Last Updated: February 2025, Waltham, MA John K. Ulwick Investigation Summary Here’s what you need to know about Waltham, MA, stockbroker John K. Ulwick: Name: Mr. John Kennedy Ulwick Current Employer: LPL…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Kestra Investment Services Former Broker Thomas Lundgaard
Rex Securities Law Investment Fraud Attorney Investigates Kestra Investment Services Former Broker Thomas Lundgaard 150 150 Robert Rex, Esq.

Last Updated: February 2025 (Chandler, AZ) Thomas Lundgaard Investigation Summary Here’s what you need to know about Chandler, AZ, stockbroker Thomas Lundgaard: Name: Mr. Thomas Bodnar Lundgaard Current Employer: Not currently registered…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Kestra Investment Services Broker Ashley Caudle
Rex Securities Law Investment Fraud Attorney Investigates Kestra Investment Services Broker Ashley Caudle 150 150 Robert Rex, Esq.

Last Updated: February 2025 (Marshall, Texas) Ashley Caudle Investigation Summary Here’s what you need to know about Marshall, Texas, stockbroker Ashley Caudle: Name: Ashley W. Caudle Current Employer: Kestra Investment…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Edward Jones Former Broker Gwendolyn Hayes
Rex Securities Law Investment Fraud Attorney Investigates Edward Jones Former Broker Gwendolyn Hayes 150 150 Robert Rex, Esq.

Last Updated: February 2025 (Tualatin, OR) Gwendolyn Hayes Investigation Summary Here’s what you need to know about Tualatin, OR, stockbroker Gwendolyn Hayes: Name: Ms. Gwendolyn Janice Hayes Current Employer: Barred from acting…

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  • Robert Rex, Esq.

Mario Rivero Investigation -Former Wells Fargo and LPL Financial Broker-Red Bank, New Jersey
Mario Rivero Investigation -Former Wells Fargo and LPL Financial Broker-Red Bank, New Jersey 150 150 Robert Rex, Esq.

Mario E. Rivero Investigation February 2025-Red Bank, New Jersey We are investigating former Wells Fargo & LPL Financial advisor Mario E. Rivero, Jr. According to FINRA records Mario Rivero discloses a recent…

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