• Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates John Locke formerly with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates John Locke formerly with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: November 2023 (Madison, WI) John Locke Investigation Summary Here’s what you need to know about Madison, WI, stockbroker John Locke: Name: Mr. John A. Locke Current Employer: Harbour…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Johnny K. Rutledge
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Johnny K. Rutledge 150 150 Robert Rex, Esq.

Last Updated:  September 2023 (Matthews, North Carolina) Johnny Rutledge Investigation Summary Here’s what you need to know about Matthews, North Carolina, stockbroker Johnny Rutledge: Name:  Mr. Johnny K. Rutledge Current…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Gina Francisco
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Gina Francisco 150 150 Robert Rex, Esq.

Last Updated: September 2023 (Ocala, Florida) Gina Francisco Investigation Summary Here’s what you need to know about Ocala, Florida stockbroker Gina Francisco: Name: Ms. Gina G. Francisco Current Employer: LPL…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Marty G. Dennis
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Marty G. Dennis 150 150 Robert Rex, Esq.

Last Updated: September 2023 (Springdale, AR) Marty Dennis Investigation Summary Here’s what you need to know about Springdale, Arkansas stockbroker Marty G. Dennis: Name: Mr. Marty Gore Dennis Current Employer:…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Angela M. Graham-West with LPL Financial LLC & Orion Wealth Management
Rex Securities Law Investment Fraud Attorney Investigates Angela M. Graham-West with LPL Financial LLC & Orion Wealth Management 150 150 Robert Rex, Esq.

Last Updated: September 2023 (Dallas, Texas) Angela M. Graham-West Investigation Summary Here’s what you need to know about Dallas, Texas / Ft. Lauderdale, FL, stockbroker Angela M. Graham-West: Name: Ms.…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Celia Scott with LPL Financial LLC
Rex Securities Law Investment Fraud Attorney Investigates Celia Scott with LPL Financial LLC 150 150 Robert Rex, Esq.

Last Updated: September 2023 (Beaumont, Texas) Celia Mae Scott Investigation Summary Here’s what you need to know about Beaumont, Texas stockbroker Celia Mae Scott: Name: Ms. Celia Mae Scott Current…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Jimmy Rodriguez
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Jimmy Rodriguez 150 150 Robert Rex, Esq.

Last Updated:  August 2023 (Hockley, Texas) Jimmy Rodriguez Investigation Summary Here’s what you need to know about Hockley, Texas stockbroker Jimmy Rodriguez: Name:  Mr. Jimmy Rodriguez Current Employer:  LPL Financial…

read more
  • ER

Curt Wilson- Former Securities America/ChangePath LLC Broker-Discloses $250K Settlement of Customer Dispute Involving Option Trading- Tulsa, OK
Curt Wilson- Former Securities America/ChangePath LLC Broker-Discloses $250K Settlement of Customer Dispute Involving Option Trading- Tulsa, OK 150 150 ER

Curt Wilson Investigation FEBRUARY 2025 UPDATE-FOLLOW THIS LINK July 2023- Tulsa, OK The FINRA records of  Curtis “Curt” Wilson,   a currently unregistered broker who was previously employed with  Securities America , disclose…

read more
  • ER

Timothy Connor – LPL Financial Broker- Has Pending Customer Dispute -Redwood City, CA
Timothy Connor – LPL Financial Broker- Has Pending Customer Dispute -Redwood City, CA 150 150 ER

Timothy Connor Investigation June 2023 – Redwood City, CA According to publicly available records  Timothy Connor, of  LPL Financial , discloses a pending customer dispute. The Financial Industry Regulatory Authority (FINRA) is the…

read more
  • ER

Mark Gillelen – LPL Broker-Discloses 4 Prior Customer Disputes and 1 Pending Customer Dispute – Redwood City, CA
Mark Gillelen – LPL Broker-Discloses 4 Prior Customer Disputes and 1 Pending Customer Dispute – Redwood City, CA 150 150 ER

Mark Gillelen Investigation June 2023-Redwood City, CA According to publicly available record Mark C. Gillelen, a broker with  LPL Financial discloses four prior customer disputes and one pending customer dispute.…

read more
Enter your
text here

You cannot copy content of this page