Tobin Hoffmann Investigation
June 2022- New Braunfels, Texas
According to publicly available records Tobin Carl Hoffmann, an Ameritas Investment Company broker, discloses a pending customer dispute.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
In FINRA case #21-02928, an Ameritas Investment Company customer alleges misrepresentation in the sale of alternative investments, including limited partnerships and direct investments. The customer seeks damages of $250,000 and the case is currently pending.
Hoffman has been employed by Ameritas Investment Company since 6/2006. Before that time he was Carillon Investments, Inc.
If you have questions about an account handled by Tobin Hoffmann , call to discuss your options.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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