March 2017-Pompano Beach, FL
According to publicly available records Leon Paul Rehak , (CRD# 2331058) , a stockbroker who presently works for LPL Financial, discloses a pending customer dispute.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
In pending FINRA arbitration 16-03193 , a Raymond James customer alleges damages of $600,000 for fraud, excessive trading, churning, unauthorized trading, breach of fiduciary duty, unsuitability, deceptive practices and other claims from 4/2004-12/2011.
Rehak has been registered with LPL Financial since 10/2016 and was with Raymond James in Ft. Lauderdale from 4/2004-10/2016.
If you have losses in an investment account handled by Leon P. Rehak , you may be entitled to recover damages. Call for a no charge consultation.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
Florida-561 391 1900